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iShares Convertible Bond ETF

231 hedge funds and large institutions have $995M invested in iShares Convertible Bond ETF in 2023 Q4 according to their latest regulatory filings, with 45 funds opening new positions, 76 increasing their positions, 81 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more first-time investments, than exits

New positions opened: 45 | Existing positions closed: 21

18% more capital invested

Capital invested by funds: $843M → $995M (+$152M)

14% more funds holding in top 10

Funds holding in top 10: 78 (+1)

9% more funds holding

Funds holding: 211231 (+20)

3.33% more ownership

Funds ownership: 58.69%62.02% (+3.3%)

6% less repeat investments, than reductions

Existing positions increased: 76 | Existing positions reduced: 81

53% less call options, than puts

Call options by funds: $23.3M | Put options by funds: $49.7M

Holders
231
Holders Change
+20
Holders Change %
+9.48%
% of All Funds
3.37%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.12%
New
45
Increased
76
Reduced
81
Closed
21
Calls
$23.3M
Puts
$49.7M
Net Calls
-$26.5M
Net Calls Change
-$26.8M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$132M +$48.5M +655,231 +64%
AssetMark Inc
2
AssetMark Inc
California
$123M +$86.3M +1,165,563 +294%
FGAM
3
Financial Gravity Asset Management
Texas
$90.6M +$5.23M +70,588 +8%
ANTB
4
AMG National Trust Bank
Colorado
$32.7M -$3.63M -49,055 -11%
AA
5
Advisory Alpha
Michigan
$31.7M +$571K +7,712 +2%
NYLIM
6
New York Life Investment Management
New York
$27.4M +$2.64M +35,665 +11%
GT
7
Greenleaf Trust
Michigan
$23.2M +$21.9M +295,183 New
PWMG
8
Prestige Wealth Management Group
New Jersey
$22.9M -$1.73M -23,319 -7%
1832 Asset Management
9
1832 Asset Management
Ontario, Canada
$22.4M +$21.1M +284,440 New
BAAM
10
Baker Avenue Asset Management
California
$22.2M +$1.44M +19,485 +7%
GI
11
Gradient Investments
Minnesota
$19.4M -$9.74M -131,474 -35%
Nomura Asset Management
12
Nomura Asset Management
Japan
$19.2M -$4.34M -58,600 -19%
Osaic Holdings
13
Osaic Holdings
Arizona
$18.9M +$10.6M +143,450 +148%
Morgan Stanley
14
Morgan Stanley
New York
$18.9M +$9.58M +129,322 +117%
LPL Financial
15
LPL Financial
California
$18.3M +$708K +9,562 +4%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$17.7M +$1.37M +18,552 +9%
Ameriprise
17
Ameriprise
Minnesota
$15.6M -$15.3M -206,537 -51%
AllianceBernstein
18
AllianceBernstein
Tennessee
$14.6M +$896K +12,106 +7%
GM
19
GeoWealth Management
Illinois
$14.1M +$6.27M +84,647 +89%
CAC
20
Certified Advisory Corp
Florida
$12M +$11.3M +152,784 New
CPG
21
Cornerstone Planning Group
New Jersey
$11.1M +$1.08M +14,603 +11%
OPCM
22
Osborne Partners Capital Management
California
$10.8M +$48.8K +659 +0.5%
Renaissance Technologies
23
Renaissance Technologies
New York
$10.8M +$10.2M +137,100 New
AA
24
Aire Advisors
California
$9.76M +$75.3K +1,017 +0.8%
AWM
25
Adams Wealth Management
Utah
$9.75M +$395K +5,338 +4%

ICVT Hedge Fund Activity: Q4 2023 in Review

231 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in iShares Convertible Bond ETF (ICVT) for Q4 2023, worth a combined $995M — up 18% from $843M a quarter earlier.

Buyers outnumbered sellers: 45 funds opened new ICVT positions and 21 closed out — a net gain of 24 holders — while 76 added to existing stakes and 81 trimmed.

The largest buyer was AssetMark Inc, adding an estimated $86.3M. The largest seller was Bank of Nova Scotia, exiting entirely with an estimated $48.4M sold.

  • 231 institutional investors held iShares Convertible Bond ETF (ICVT) as of Q4 2023, up from 211 in Q3 2023.
  • Funds reported $995M of iShares Convertible Bond ETF stock for Q4 2023, up 18% quarter-over-quarter.
  • 45 funds opened new iShares Convertible Bond ETF positions in Q4 2023 and 21 closed out, a net change of +24 holders.
  • The largest iShares Convertible Bond ETF buyer in Q4 2023 was AssetMark Inc, an estimated $86.3M added.
  • The largest iShares Convertible Bond ETF seller in Q4 2023 was Bank of Nova Scotia, an estimated $48.4M sold.

Based on aggregated 13F filings for Q4 2023.