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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNOV icon
2276
FT Vest US Small Cap Moderate Buffer ETF November
SNOV
$115M
$290K ﹤0.01%
11,700
– –
FLIN icon
2277
Franklin FTSE India ETF
FLIN
$2.76B
$290K ﹤0.01%
8,721
-876
-9% -$32K
FDT icon
2278
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.27B
$289K ﹤0.01%
3,328
+192
+6% +$17K
KNSL icon
2279
Kinsale Capital Group
KNSL
$8.11B
$287K ﹤0.01%
841
+49
+6% +$18.6K
MKSI icon
2280
MKS Inc
MKSI
$19.8B
$287K ﹤0.01%
1,247
+690
+124% +$156K
EWA icon
2281
iShares MSCI Australia ETF
EWA
$1.41B
$287K ﹤0.01%
10,325
+1,174
+13% +$33K
TS icon
2282
Tenaris
TS
$28.6B
$287K ﹤0.01%
4,925
+3,123
+173% +$154K
KBE icon
2283
State Street SPDR S&P Bank ETF
KBE
$1.64B
$286K ﹤0.01%
4,804
-3,349
-41% -$208K
SNPE icon
2284
Xtrackers S&P 500 ESG ETF
SNPE
$2.6B
$286K ﹤0.01%
4,794
+435
+10% +$27.1K
VMO icon
2285
Invesco Municipal Opportunity Trust
VMO
$654M
$284K ﹤0.01%
29,896
+10,285
+52% +$100K
CRPT icon
2286
First Trust SkyBridge Crypto Industry and Digital Economy ETF
CRPT
$85.2M
$284K ﹤0.01%
24,386
-1,293
-5% -$18.3K
FIVE icon
2287
Five Below
FIVE
$12.1B
$284K ﹤0.01%
1,241
+560
+82% +$117K
ABUS icon
2288
Arbutus Biopharma
ABUS
$871M
$284K ﹤0.01%
63,000
– –
HST icon
2289
Host Hotels & Resorts
HST
$17.2B
$283K ﹤0.01%
14,769
-10,421
-41% -$199K
RS icon
2290
Reliance Steel & Aluminium
RS
$20.5B
$282K ﹤0.01%
928
+206
+29% +$65.4K
GBCI icon
2291
Glacier Bancorp
GBCI
$6.38B
$282K ﹤0.01%
6,311
+1,500
+31% +$71K
BANX
2292
ArrowMark Financial
BANX
$196M
$281K ﹤0.01%
14,762
– –
CHH icon
2293
Choice Hotels
CHH
$5.08B
$281K ﹤0.01%
2,717
+501
+23% +$52.1K
CNX icon
2294
CNX Resources
CNX
$4.9B
$281K ﹤0.01%
7,277
+1,926
+36% +$75.2K
ARKW icon
2295
ARK Web x.0 ETF
ARKW
$1.65B
$280K ﹤0.01%
2,320
+243
+12% +$32.3K
RFG icon
2296
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$339M
$280K ﹤0.01%
5,103
-964
-16% -$54.1K
NRK icon
2297
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$903M
$280K ﹤0.01%
27,392
+91
+0.3% +$934
RCUS icon
2298
Arcus Biosciences
RCUS
$3.55B
$279K ﹤0.01%
12,929
+705
+6% +$15.2K
SUSC icon
2299
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$278K ﹤0.01%
12,014
+2,052
+21% +$48K
AOM icon
2300
iShares Core Moderate Allocation ETF
AOM
$1.75B
$278K ﹤0.01%
5,866
-163
-3% -$7.86K
90 91
92
93 94

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.