Rockefeller Capital Management’s FT Vest US Small Cap Moderate Buffer ETF November SNOV Stock Holding History

Rockefeller Capital Management’s Portfolio SNOV Stock Details SNOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$290K	Hold	11,700	–	–	﹤0.01%	2276
2025 Q4	$289K	Hold	11,700	–	–	﹤0.01%	2178
2025 Q3	$289K	Hold	11,700	–	–	﹤0.01%	2036
2025 Q2	$270K	Hold	11,700	–	–	﹤0.01%	1672
2025 Q1	$258K	Hold	11,700	–	–	﹤0.01%	1613
2024 Q4	$270K	Hold	11,700	–	–	﹤0.01%	1612
2024 Q3	$268K	Hold	11,700	–	–	﹤0.01%	1560
2024 Q2	$256K	Hold	11,700	–	–	﹤0.01%	1588
2024 Q1	$255K	Buy	+11,700	New	+$248K	﹤0.01%	1626

Other funds holding SNOV

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Maia Wealth Denver, Colorado $591M AUM 16.31% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

PAS

Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

NAM

NorthCrest Asset Manangement Plymouth, Minnesota $3.89B AUM 40.33% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

BWS

BFI Wealth Solutions Dallas, Texas $104M AUM

Rockefeller Capital Management's SNOV Position: Q1 2026 in Review

Rockefeller Capital Management held its FT Vest US Small Cap Moderate Buffer ETF November (SNOV) position steady in Q1 2026 at 11,700 shares worth $290K. The position accounts for ﹤0.01% of the portfolio, ranked #2276.

Rockefeller Capital Management first reported a position in SNOV in Q1 2024 and has held it in 9 quarters since. 64 funds tracked by Wall St. Rank hold SNOV as of Q1 2026.

Rockefeller Capital Management held 11,700 shares of FT Vest US Small Cap Moderate Buffer ETF November worth $290K as of Q1 2026.
Rockefeller Capital Management left its FT Vest US Small Cap Moderate Buffer ETF November share count unchanged in Q1 2026.
FT Vest US Small Cap Moderate Buffer ETF November made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #2276 holding.
Rockefeller Capital Management first reported a position in FT Vest US Small Cap Moderate Buffer ETF November in Q1 2024 and has held it in 9 quarters since.
64 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF November as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.