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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USDU icon
2251
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$455M
$304K ﹤0.01%
11,538
-43,254
-79% -$1.12M
EC icon
2252
Ecopetrol
EC
$35B
$303K ﹤0.01%
+20,200
New +$256K
CALI
2253
BlackRock ETF Trust II iShares Short-Term California Muni Active ETF
CALI
$428M
$303K ﹤0.01%
6,000
-4,000
-40% -$202K
MSA icon
2254
Mine Safety
MSA
$6.73B
$302K ﹤0.01%
1,841
+99
+6% +$18.1K
GSG icon
2255
iShares S&P GSCI Commodity-Indexed Trust
GSG
$995M
$301K ﹤0.01%
9,329
– –
ARKF icon
2256
ARK Blockchain & Fintech Innovation ETF
ARKF
$737M
$301K ﹤0.01%
7,913
-4,257
-35% -$179K
LBRDK icon
2257
Liberty Broadband Class C
LBRDK
$4.79B
$300K ﹤0.01%
5,968
-228
-4% -$11.5K
CRL icon
2258
Charles River Laboratories
CRL
$11.3B
$300K ﹤0.01%
1,739
-11
-0.6% -$2.04K
HRL icon
2259
Hormel Foods
HRL
$14B
$300K ﹤0.01%
13,243
+359
+3% +$8.58K
IBMO icon
2260
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$581M
$300K ﹤0.01%
11,697
+21
+0.2% +$539
CBNK icon
2261
Capital Bancorp
CBNK
$603M
$300K ﹤0.01%
10,076
-7,646
-43% -$229K
ISCF icon
2262
iShares International Small Cap Equity Factor ETF
ISCF
$662M
$300K ﹤0.01%
7,170
– –
NBH
2263
Neuberger Municipal Fund Inc
NBH
$306M
$298K ﹤0.01%
29,379
+477
+2% +$4.93K
IVOG icon
2264
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.62B
$297K ﹤0.01%
2,374
– –
PICB icon
2265
Invesco International Corporate Bond ETF
PICB
$356M
$296K ﹤0.01%
12,819
+8,355
+187% +$199K
EWX icon
2266
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$648M
$295K ﹤0.01%
4,466
-692
-13% -$46.8K
GDDY icon
2267
GoDaddy
GDDY
$13.2B
$295K ﹤0.01%
3,568
-481
-12% -$45.7K
IFF icon
2268
International Flavors & Fragrances
IFF
$20.3B
$294K ﹤0.01%
4,045
+1,108
+38% +$81.3K
GJAN icon
2269
FT Vest US Equity Moderate Buffer ETF January
GJAN
$436M
$293K ﹤0.01%
7,000
– –
FXE icon
2270
Invesco CurrencyShares Euro Currency Trust
FXE
$346M
$293K ﹤0.01%
2,745
-3,080
-53% -$333K
OMFL icon
2271
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.74B
$293K ﹤0.01%
4,870
+2,075
+74% +$129K
FMDE icon
2272
Fidelity Enhanced Mid Cap Core ETF
FMDE
$7.71B
$292K ﹤0.01%
8,132
+9
+0.1% +$333
E icon
2273
ENI
E
$80.5B
$292K ﹤0.01%
5,156
+3,828
+288% +$172K
ADC icon
2274
Agree Realty
ADC
$9.42B
$292K ﹤0.01%
3,870
+2,204
+132% +$167K
DJAN icon
2275
FT Vest US Equity Deep Buffer ETF January
DJAN
$473M
$291K ﹤0.01%
6,846
-191
-3% -$8.28K
89 90
91
92 93

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.