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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOBY icon
1801
Joby Aviation
JOBY
$8.54B
$207K ﹤0.01%
47,850
+7,800
+19% +$32.3K
SOFI icon
1802
SoFi Technologies
SOFI
$23.5B
$207K ﹤0.01%
34,209
-10,361
-23% -$62.8K
FNY icon
1803
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$602M
$206K ﹤0.01%
3,465
– –
SPAQ icon
1804
Horizon Kinetics SPAC Active ETF
SPAQ
$10.1M
$205K ﹤0.01%
+2,141
New +$204K
AIVL icon
1805
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$204K ﹤0.01%
2,227
+469
+27% +$43.6K
DWM icon
1806
WisdomTree International Equity Fund
DWM
$692M
$204K ﹤0.01%
4,102
+739
+22% +$36.6K
AVB icon
1807
AvalonBay Communities
AVB
$26.2B
$203K ﹤0.01%
1,214
-97
-7% -$16.5K
CODI icon
1808
Compass Diversified
CODI
$821M
$203K ﹤0.01%
10,646
+8
+0.1% +$164
FYX icon
1809
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$203K ﹤0.01%
2,523
+2,100
+496% +$175K
QLYS icon
1810
Qualys
QLYS
$6.52B
$203K ﹤0.01%
1,566
-205
-12% -$24K
WAL icon
1811
Western Alliance Bancorporation
WAL
$8.79B
$203K ﹤0.01%
5,738
+98
+2% +$6.01K
AMN icon
1812
AMN Healthcare
AMN
$1.42B
$202K ﹤0.01%
2,440
+1,633
+202% +$154K
HHH icon
1813
Howard Hughes
HHH
$3.92B
$201K ﹤0.01%
2,641
+2,486
+1,604% +$193K
DNLI icon
1814
Denali Therapeutics
DNLI
$3.93B
$200K ﹤0.01%
8,724
-1,134
-12% -$31.2K
HEZU icon
1815
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$585M
$200K ﹤0.01%
6,360
– –
UTHR icon
1816
United Therapeutics
UTHR
$22.6B
$200K ﹤0.01%
900
-44
-5% -$10.8K
BOE icon
1817
BlackRock Enhanced Global Dividend Trust
BOE
$689M
$199K ﹤0.01%
20,101
-1,988
-9% -$19.9K
GBAB
1818
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$390M
$199K ﹤0.01%
11,715
-114
-1% -$1.95K
KBWD icon
1819
Invesco KBW High Dividend Yield Financial ETF
KBWD
$421M
$198K ﹤0.01%
13,468
+250
+2% +$3.97K
RIVN icon
1820
Rivian
RIVN
$23.2B
$197K ﹤0.01%
12,746
-21,974
-63% -$371K
OXSQ icon
1821
Oxford Square Capital
OXSQ
$152M
$194K ﹤0.01%
61,626
– –
PSLV icon
1822
Sprott Physical Silver Trust
PSLV
$13.6B
$193K ﹤0.01%
23,221
-5,000
-18% -$38.6K
KMF
1823
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$193K ﹤0.01%
25,234
+248
+1% +$1.85K
QSPT icon
1824
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$640M
$192K ﹤0.01%
10,000
– –
RVT icon
1825
Royce Value Trust
RVT
$2.29B
$189K ﹤0.01%
13,945
-4,975
-26% -$69.8K
71 72
73
74 75

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.