Rockefeller Capital Management’s Oxford Square Capital OXSQ Stock Holding History

Rockefeller Capital Management’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-61,626	Closed	-$163K	–	1728
2023 Q2	$163K	Hold	61,626	–	–	﹤0.01%	1694
2023 Q1	$194K	Hold	61,626	–	–	﹤0.01%	1823
2022 Q4	$192K	Buy	+61,626	New	+$188K	﹤0.01%	1679
2021 Q4	–	Sell	-50,593	Closed	-$204K	–	3934
2021 Q3	$204K	Sell	50,593 -71,977	-59%	-$327K	﹤0.01%	1581
2021 Q2	$601K	Buy	+122,570	New	+$607K	﹤0.01%	1118
2020 Q1	–	Sell	-104	Closed	-$1K	–	2450
2019 Q4	$1K	Buy	+104	New	+$575	﹤0.01%	1997

Other funds holding OXSQ

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

Connor, Clark & Lunn Investment Management (CC&L) Vancouver, British Columbia, Canada $43.4B AUM 51.29% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

MSAM

Moloney Securities Asset Management Manchester, Missouri $840M AUM 18.11% 1-Year Est. Return

IAIM

International Assets Investment Management Orlando, Florida $1.44B AUM 21.92% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Rockefeller Capital Management's OXSQ Position: Q3 2023 in Review

Rockefeller Capital Management sold out of Oxford Square Capital (OXSQ) in Q3 2023, closing a stake of 61,626 shares — an estimated $163K sold.

Rockefeller Capital Management first reported a position in OXSQ in Q4 2019 and held it in 6 quarters. The position peaked at $601K in Q2 2021. 51 funds tracked by Wall St. Rank hold OXSQ as of Q3 2023.

Rockefeller Capital Management reported no remaining Oxford Square Capital position as of Q3 2023 after selling out during the quarter.
Rockefeller Capital Management sold 61,626 Oxford Square Capital shares in Q3 2023, an estimated $163K.
Rockefeller Capital Management first reported a position in Oxford Square Capital in Q4 2019 and held it in 6 quarters.
Rockefeller Capital Management's Oxford Square Capital position peaked at $601K in Q2 2021.
51 funds tracked by Wall St. Rank held Oxford Square Capital as of Q3 2023.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.