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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAR icon
1651
Saratoga Investment
SAR
$311M
$193K ﹤0.01%
7,143
-1,191
-14% -$30.6K
PFLD icon
1652
AAM Low Duration Preferred and Income Securities ETF
PFLD
$414M
$193K ﹤0.01%
9,200
-25,500
-73% -$528K
CRGY icon
1653
Crescent Energy
CRGY
$3.66B
$193K ﹤0.01%
+18,487
New +$198K
GBAB
1654
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$386M
$191K ﹤0.01%
11,715
– –
BSCQ icon
1655
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.64B
$191K ﹤0.01%
10,077
-1,687
-14% -$32.2K
CIVI
1656
DELISTED
Civitas Resources
CIVI
$190K ﹤0.01%
2,741
-28,502
-91% -$1.97M
IGBH icon
1657
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$221M
$190K ﹤0.01%
7,985
-2,522
-24% -$58.9K
HIMS icon
1658
Hims & Hers Health
HIMS
$7.25B
$190K ﹤0.01%
31,452
-2,469
-7% -$24.5K
BGT icon
1659
BlackRock Floating Rate Income Trust
BGT
$326M
$189K ﹤0.01%
16,200
– –
KMF
1660
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$188K ﹤0.01%
26,496
+1,262
+5% +$9.11K
LEVI icon
1661
Levi Strauss
LEVI
$9.51B
$188K ﹤0.01%
13,017
+7
+0.1% +$101
DT icon
1662
Dynatrace
DT
$14.9B
$187K ﹤0.01%
5,848
-721
-11% -$33.8K
VST icon
1663
Vistra
VST
$47.6B
$187K ﹤0.01%
7,130
-3,548
-33% -$86.7K
APP icon
1664
Applovin
APP
$142B
$186K ﹤0.01%
7,232
-24,868
-77% -$514K
OALC icon
1665
OneAscent Large Cap Core ETF
OALC
$256M
$183K ﹤0.01%
+7,962
New +$174K
BXMX
1666
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$182K ﹤0.01%
13,625
+132
+1% +$1.74K
AFT
1667
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$181K ﹤0.01%
14,000
– –
MRCC
1668
DELISTED
Monroe Capital Corp
MRCC
$180K ﹤0.01%
22,036
-97
-0.4% -$746
METV icon
1669
Roundhill Ball Metaverse ETF
METV
$216M
$179K ﹤0.01%
17,281
+512
+3% +$4.88K
TRIP icon
1670
TripAdvisor
TRIP
$1.63B
$179K ﹤0.01%
14,544
-803
-5% -$13.6K
VNO icon
1671
Vornado Realty Trust
VNO
$7.53B
$178K ﹤0.01%
+9,824
New +$145K
SMFG icon
1672
Sumitomo Mitsui Financial
SMFG
$162B
$177K ﹤0.01%
20,633
+2,307
+13% +$19.1K
BBN icon
1673
BlackRock Taxable Municipal Bond Trust
BBN
$981M
$177K ﹤0.01%
+10,681
New +$184K
MT icon
1674
ArcelorMittal
MT
$56.6B
$177K ﹤0.01%
+6,466
New +$178K
JRS icon
1675
Nuveen Real Estate Income Fund
JRS
$248M
$177K ﹤0.01%
52,975
+29,200
+123% +$213K
65 66
67
68 69

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.