Rockefeller Capital Management’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

Rockefeller Capital Management’s Portfolio AFT Stock Details AFT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-14,000	Closed	-$181K	–	1862
2023 Q2	$181K	Hold	14,000	–	–	﹤0.01%	1669
2023 Q1	$176K	Buy	14,000 +3,000	+27%	+$38.7K	﹤0.01%	1837
2022 Q4	$135K	Sell	11,000 -8,000	-42%	-$99.9K	﹤0.01%	1863
2022 Q3	$237K	Buy	19,000 +1,940	+11%	+$25.4K	﹤0.01%	1573
2022 Q2	$218K	Buy	17,060 +2,060	+14%	+$28.2K	﹤0.01%	1603
2022 Q1	$219K	Buy	15,000 +2,250	+18%	+$35.5K	﹤0.01%	1645
2021 Q4	$205K	Buy	12,750 +11,000	+629%	+$177K	﹤0.01%	1637
2021 Q3	$27K	Hold	1,750	–	–	﹤0.01%	2461
2021 Q2	$27K	Hold	1,750	–	–	﹤0.01%	2359
2021 Q1	$26K	Buy	+1,750	New	+$25.6K	﹤0.01%	2174

Other funds holding AFT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

NCM

Next Capital Management New York $330M AUM 11.54% 1-Year Est. Return

OCM

Oaktree Capital Management Los Angeles, California $6.56B AUM 42.97% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Rockefeller Capital Management's AFT Position: Q3 2023 in Review

Rockefeller Capital Management sold out of Apollo Senior Floating Rate Fund Inc. (AFT) in Q3 2023, closing a stake of 14,000 shares — an estimated $181K sold.

Rockefeller Capital Management first reported a position in AFT in Q1 2021 and held it in 10 quarters. The position peaked at $237K in Q3 2022. 45 funds tracked by Wall St. Rank hold AFT as of Q3 2023.

Rockefeller Capital Management reported no remaining Apollo Senior Floating Rate Fund Inc. position as of Q3 2023 after selling out during the quarter.
Rockefeller Capital Management sold 14,000 Apollo Senior Floating Rate Fund Inc. shares in Q3 2023, an estimated $181K.
Rockefeller Capital Management first reported a position in Apollo Senior Floating Rate Fund Inc. in Q1 2021 and held it in 10 quarters.
Rockefeller Capital Management's Apollo Senior Floating Rate Fund Inc. position peaked at $237K in Q3 2022.
45 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q3 2023.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.