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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
(+17%)
Cap. Flow
+$2.09B
Cap. Flow
% of AUM
9.01%
Top 10 Holdings %
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$65.9M |
| 2 |
Microsoft
MSFT
|
+$52.5M |
| 3 |
Amazon
AMZN
|
+$51.3M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$51.2M |
| 5 |
OneMain Financial
OMF
|
+$47.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity National Information Services
FIS
|
+$52.5M |
| 2 |
Netflix
NFLX
|
+$51.5M |
| 3 |
Chevron
CVX
|
+$45.3M |
| 4 |
Applied Materials
AMAT
|
+$34.6M |
| 5 |
SCHW
Charles Schwab
SCHW
|
+$29.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.43% |
| 2 | Financials | 13.24% |
| 3 | Healthcare | 9.75% |
| 4 | Consumer Discretionary | 6.57% |
| 5 | Industrials | 6.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1451
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.57B
| $395K | ﹤0.01% |
15,506
+2,985
| +24% | +$70.2K |
|
1452
Synchrony
SYF
$25.6B
| $394K | ﹤0.01% |
13,602
-8,017
| -37% | -$269K |
|
1453
Equifax
EFX
$21.4B
| $392K | ﹤0.01% |
1,937
+313
| +19% | +$65.2K |
|
1454
TechnipFMC
FTI
$27.3B
| $392K | ﹤0.01% |
28,792
+2,359
| +9% | +$32K |
|
|
HFRO
1455
Highland Opportunities and Income Fund
HFRO
$407M
| $392K | ﹤0.01% |
44,615
-27,826
| -38% | -$277K |
|
1456
Principal Financial Group
PFG
$24.3B
| $391K | ﹤0.01% |
5,274
+71
| +1% | +$6.02K |
|
1457
Robert Half
RHI
$4.37B
| $391K | ﹤0.01% |
4,862
-297
| -6% | -$23.6K |
|
1458
TG Therapeutics
TGTX
$7.62B
| $391K | ﹤0.01% |
26,037
+25,000
| +2,411% | +$380K |
|
1459
BlackLine
BL
$1.72B
| $390K | ﹤0.01% |
5,820
-1,513
| -21% | -$104K |
|
1460
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
| $389K | ﹤0.01% |
11,199
+986
| +10% | +$33.9K |
|
|
EFOR
1461
Everforth Inc
EFOR
$1.32B
| $388K | ﹤0.01% |
4,708
+4,661
| +9,917% | +$404K |
|
1462
Jack Henry & Associates
JKHY
$11.1B
| $386K | ﹤0.01% |
2,575
+722
| +39% | +$120K |
|
|
STKL
1463
DELISTED
SunOpta
STKL
| $386K | ﹤0.01% |
50,308
+45,910
| +1,044% | +$367K |
|
1464
Universal Display
OLED
$4.19B
| $385K | ﹤0.01% |
2,490
+365
| +17% | +$49.1K |
|
1465
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
| $384K | ﹤0.01% |
5,797
-2,211
| -28% | -$151K |
|
1466
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.02B
| $384K | ﹤0.01% |
15,872
-44
| -0.3% | -$1.07K |
|
1467
McCormick & Company Voting
MKC.V
$14.2B
| $384K | ﹤0.01% |
+4,621
| New | +$352K |
|
1468
Fidelity Value Factor ETF
FVAL
$1.38B
| $383K | ﹤0.01% |
8,412
+4,506
| +115% | +$205K |
|
1469
LPL Financial
LPLA
$28.6B
| $383K | ﹤0.01% |
1,893
+1,526
| +416% | +$349K |
|
1470
iPath Select MLP ETN
ATMP
$621M
| $382K | ﹤0.01% |
20,340
| – | – |
|
1471
Waters Corp
WAT
$39.9B
| $381K | ﹤0.01% |
1,235
+87
| +8% | +$28.1K |
|
1472
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$364M
| $381K | ﹤0.01% |
5,066
| – | – |
|
|
NSL
1473
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $381K | ﹤0.01% |
82,682
-4,895
| -6% | -$23.4K |
|
1474
Freshpet
FRPT
$3.22B
| $380K | ﹤0.01% |
5,747
+3,864
| +205% | +$237K |
|
1475
Howmet Aerospace
HWM
$112B
| $379K | ﹤0.01% |
8,968
+6,546
| +270% | +$268K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2023 Portfolio in Review
As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.
- Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
- Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
- Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
- Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
- Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
- Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.
Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.