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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVT
1426
DELISTED
BlackRock MuniVest Fund II
MVT
$397K ﹤0.01%
37,323
+302
+0.8% +$3.17K
GNTX icon
1427
Gentex
GNTX
$5.14B
$395K ﹤0.01%
13,492
-74,836
-85% -$2.06M
NOK icon
1428
Nokia
NOK
$53.5B
$392K ﹤0.01%
94,252
+3,503
+4% +$14.8K
PHO icon
1429
Invesco Water Resources ETF
PHO
$2.08B
$391K ﹤0.01%
6,932
– –
HIX
1430
Western Asset High Income Fund II
HIX
$354M
$390K ﹤0.01%
80,011
+27,900
+54% +$133K
NCV
1431
Virtus Convertible & Income Fund
NCV
$388M
$390K ﹤0.01%
28,019
-47
-0.2% -$627
AIQ icon
1432
Global X Artificial Intelligence & Technology ETF
AIQ
$10.8B
$390K ﹤0.01%
+13,938
New +$353K
NSL
1433
DELISTED
NUVEEN SENIOR INCM FD
NSL
$390K ﹤0.01%
85,072
+2,390
+3% +$10.9K
SOFI icon
1434
SoFi Technologies
SOFI
$23.5B
$388K ﹤0.01%
46,563
+12,354
+36% +$80.5K
HST icon
1435
Host Hotels & Resorts
HST
$17.2B
$388K ﹤0.01%
23,044
+2,302
+11% +$38.6K
PFG icon
1436
Principal Financial Group
PFG
$24.6B
$387K ﹤0.01%
5,101
-173
-3% -$12.5K
XMMO icon
1437
Invesco S&P MidCap Momentum ETF
XMMO
$7.4B
$386K ﹤0.01%
4,850
-643
-12% -$48.5K
PZC
1438
DELISTED
PIMCO California Municipal Income Fund III
PZC
$385K ﹤0.01%
49,996
+12,522
+33% +$96.6K
RDVI icon
1439
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.67B
$384K ﹤0.01%
+17,500
New +$373K
BAB icon
1440
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$383K ﹤0.01%
14,441
-1,335
-8% -$35.7K
FTXN icon
1441
First Trust Nasdaq Oil & Gas ETF
FTXN
$156M
$383K ﹤0.01%
14,561
-1,661
-10% -$43.8K
FTA icon
1442
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$383K ﹤0.01%
5,738
-59
-1% -$3.84K
JHEM icon
1443
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.02B
$382K ﹤0.01%
15,448
-424
-3% -$10.4K
SYF icon
1444
Synchrony
SYF
$25.8B
$380K ﹤0.01%
11,199
-2,403
-18% -$73.4K
AMPS
1445
DELISTED
Altus Power
AMPS
$378K ﹤0.01%
+70,000
New +$345K
RIVN icon
1446
Rivian
RIVN
$22.5B
$377K ﹤0.01%
22,640
+9,894
+78% +$138K
FIXD icon
1447
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.25B
$377K ﹤0.01%
8,526
+669
+9% +$30K
BAUG icon
1448
Innovator US Equity Buffer ETF August
BAUG
$199M
$377K ﹤0.01%
+11,220
New +$360K
AFGR
1449
First Trust Active Factor Large Cap Growth ETF
AFGR
$96.2M
$376K ﹤0.01%
17,390
-1,000
-5% -$19.8K
PMF
1450
DELISTED
PIMCO Municipal Income Fund
PMF
$376K ﹤0.01%
36,535
+353
+1% +$3.53K
56 57
58
59 60

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.