Rockefeller Capital Management’s Innovator US Equity Buffer ETF August BAUG Stock Holding History

Rockefeller Capital Management’s Portfolio BAUG Stock Details BAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$707K	Sell	13,180 -93	-0.7%	-$4.87K	﹤0.01%	1899
2026 Q1	$648K	Sell	13,273 -44	-0.3%	-$2.2K	﹤0.01%	1823
2025 Q4	$666K	Buy	13,317 +302	+2%	+$14.9K	﹤0.01%	1749
2025 Q3	$638K	Hold	13,015	–	–	﹤0.01%	1653
2025 Q2	$599K	Hold	13,015	–	–	﹤0.01%	1509
2025 Q1	$552K	Sell	13,015 -1,367	-10%	-$59.8K	﹤0.01%	1453
2024 Q4	$627K	Hold	14,382	–	–	﹤0.01%	1407
2024 Q3	$615K	Hold	14,382	–	–	﹤0.01%	1375
2024 Q2	$583K	Sell	14,382 -298	-2%	-$11.6K	﹤0.01%	1389
2024 Q1	$571K	Sell	14,680 -1,559	-10%	-$58.2K	﹤0.01%	1433
2023 Q4	$584K	Sell	16,239 -5,963	-27%	-$203K	﹤0.01%	1305
2023 Q3	$733K	Buy	22,202 +10,982	+98%	+$372K	﹤0.01%	1188
2023 Q2	$377K	Buy	+11,220	New	+$360K	﹤0.01%	1449

Other funds holding BAUG

PCM

Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Cerity Partners New York $82.7B AUM 28.53% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Diligent Investors Redlands, California $449M AUM 26.15% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Rockefeller Capital Management's BAUG Position: Q2 2026 in Review

Rockefeller Capital Management reduced its Innovator US Equity Buffer ETF August (BAUG) stake by 0.7% in Q2 2026, selling an estimated $4.87K and leaving 13,180 shares worth $707K. The position accounts for ﹤0.01% of the portfolio, ranked #1899.

Rockefeller Capital Management first reported a position in BAUG in Q2 2023 and has held it in 13 quarters since. The position peaked at $733K in Q3 2023. 100 funds tracked by Wall St. Rank hold BAUG as of Q2 2026.

Rockefeller Capital Management held 13,180 shares of Innovator US Equity Buffer ETF August worth $707K as of Q2 2026.
Rockefeller Capital Management sold 93 Innovator US Equity Buffer ETF August shares in Q2 2026, an estimated $4.87K.
Innovator US Equity Buffer ETF August made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #1899 holding.
Rockefeller Capital Management first reported a position in Innovator US Equity Buffer ETF August in Q2 2023 and has held it in 13 quarters since.
Rockefeller Capital Management's Innovator US Equity Buffer ETF August position peaked at $733K in Q3 2023.
100 funds tracked by Wall St. Rank held Innovator US Equity Buffer ETF August as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.