Rockefeller Capital Management
BAUG icon

Rockefeller Capital Management’s Innovator US Equity Buffer ETF August BAUG Stock Holding History

Rockefeller Capital Management’s Portfolio BAUG Stock Details BAUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$648K Sell
13,273
-44
-0.3% -$2.2K ﹤0.01% 1823
2025
Q4 		$666K Buy
13,317
+302
+2% +$14.9K ﹤0.01% 1749
2025
Q3 		$638K Hold
13,015
– – ﹤0.01% 1653
2025
Q2 		$599K Hold
13,015
– – ﹤0.01% 1509
2025
Q1 		$552K Sell
13,015
-1,367
-10% -$59.8K ﹤0.01% 1453
2024
Q4 		$627K Hold
14,382
– – ﹤0.01% 1407
2024
Q3 		$615K Hold
14,382
– – ﹤0.01% 1375
2024
Q2 		$583K Sell
14,382
-298
-2% -$11.6K ﹤0.01% 1389
2024
Q1 		$571K Sell
14,680
-1,559
-10% -$58.2K ﹤0.01% 1433
2023
Q4 		$584K Sell
16,239
-5,963
-27% -$203K ﹤0.01% 1305
2023
Q3 		$733K Buy
22,202
+10,982
+98% +$372K ﹤0.01% 1188
2023
Q2 		$377K Buy
+11,220
New +$360K ﹤0.01% 1449

Other funds holding BAUG

PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Cerity Partners
Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
DI
Diligent Investors Redlands, California $404M AUM 17.85% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return