LPL Financial
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LPL Financial’s Innovator US Equity Buffer ETF August BAUG Stock Holding History

LPL Financial’s Portfolio BAUG Stock Details BAUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$2.24M Sell
45,782
-3,060
-6% -$153K ﹤0.01% 3396
2025
Q4 		$2.44M Sell
48,842
-443
-0.9% -$21.9K ﹤0.01% 3205
2025
Q3 		$2.41M Sell
49,285
-3,349
-6% -$159K ﹤0.01% 3150
2025
Q2 		$2.42M Sell
52,634
-1,984
-4% -$85.6K ﹤0.01% 2946
2025
Q1 		$2.32M Buy
54,618
+23,523
+76% +$1.03M ﹤0.01% 2817
2024
Q4 		$1.36M Buy
31,095
+1,371
+5% +$59.6K ﹤0.01% 3227
2024
Q3 		$1.27M Sell
29,724
-14,697
-33% -$608K ﹤0.01% 3160
2024
Q2 		$1.8M Buy
44,421
+11,941
+37% +$467K ﹤0.01% 2692
2024
Q1 		$1.26M Buy
32,480
+8,518
+36% +$318K ﹤0.01% 2979
2023
Q4 		$862K Buy
23,962
+17,867
+293% +$609K ﹤0.01% 3168
2023
Q3 		$201K Buy
+6,095
New +$206K ﹤0.01% 4238

Other funds holding BAUG

PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Cerity Partners
Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
DI
Diligent Investors Redlands, California $404M AUM 17.85% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial's BAUG Position: Q1 2026 in Review

LPL Financial reduced its Innovator US Equity Buffer ETF August (BAUG) stake by 6.3% in Q1 2026, selling an estimated $153K and leaving 45,782 shares worth $2.24M. The position accounts for ﹤0.01% of the portfolio, ranked #3396.

LPL Financial first reported a position in BAUG in Q3 2023 and has held it in 11 quarters since. The position peaked at $2.44M in Q4 2025. 97 funds tracked by Wall St. Rank hold BAUG as of Q1 2026.

  • LPL Financial held 45,782 shares of Innovator US Equity Buffer ETF August worth $2.24M as of Q1 2026.
  • LPL Financial sold 3,060 Innovator US Equity Buffer ETF August shares in Q1 2026, an estimated $153K.
  • Innovator US Equity Buffer ETF August made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #3396 holding.
  • LPL Financial first reported a position in Innovator US Equity Buffer ETF August in Q3 2023 and has held it in 11 quarters since.
  • LPL Financial's Innovator US Equity Buffer ETF August position peaked at $2.44M in Q4 2025.
  • 97 funds tracked by Wall St. Rank held Innovator US Equity Buffer ETF August as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.