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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFRO
1376
Highland Opportunities and Income Fund
HFRO
$407M
$361K ﹤0.01%
44,904
+182
+0.4% +$1.52K
LCID icon
1377
Lucid Motors
LCID
$2.77B
$359K ﹤0.01%
6,422
-677
-10% -$43.8K
NOK icon
1378
Nokia
NOK
$52.3B
$359K ﹤0.01%
95,955
+1,703
+2% +$6.72K
PBP icon
1379
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$356K ﹤0.01%
16,684
-2,138
-11% -$47K
NCV
1380
Virtus Convertible & Income Fund
NCV
$390M
$356K ﹤0.01%
28,580
+561
+2% +$7.47K
DSM
1381
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
$355K ﹤0.01%
71,434
+511
+0.7% +$2.81K
XRX icon
1382
Xerox
XRX
$425M
$354K ﹤0.01%
22,571
+380
+2% +$6K
KW
1383
DELISTED
Kennedy-Wilson Holdings
KW
$353K ﹤0.01%
23,937
-1,023
-4% -$16.5K
OIA icon
1384
Invesco Municipal Income Opportunities Trust
OIA
$292M
$349K ﹤0.01%
60,006
+355
+0.6% +$2.2K
PZC
1385
DELISTED
PIMCO California Municipal Income Fund III
PZC
$346K ﹤0.01%
50,579
+583
+1% +$4.46K
EFT
1386
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$343K ﹤0.01%
27,848
+3,000
+12% +$36.3K
TTP
1387
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$341K ﹤0.01%
12,186
+46
+0.4% +$1.3K
ASGI
1388
abrdn Global Infrastructure Income Fund
ASGI
$766M
$339K ﹤0.01%
21,044
+3,000
+17% +$52.4K
COHR icon
1389
Coherent
COHR
$74.2B
$338K ﹤0.01%
10,365
-4,375
-30% -$180K
NMAI icon
1390
Nuveen Multi-Asset Income Fund
NMAI
$485M
$338K ﹤0.01%
30,419
– –
FBMS
1391
DELISTED
The First Bancshares, Inc.
FBMS
$338K ﹤0.01%
+12,529
New +$358K
TWO
1392
Two Harbors Investment
TWO
$1.27B
$337K ﹤0.01%
25,473
-916
-3% -$12.3K
GJUN icon
1393
FT Vest US Equity Moderate Buffer ETF June
GJUN
$531M
$336K ﹤0.01%
+11,345
New +$343K
IGPT icon
1394
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
$334K ﹤0.01%
+10,296
New +$354K
FXN icon
1395
First Trust Energy AlphaDEX Fund
FXN
$368M
$332K ﹤0.01%
19,058
+145
+0.8% +$2.48K
VNO icon
1396
Vornado Realty Trust
VNO
$7.38B
$329K ﹤0.01%
14,516
+4,692
+48% +$104K
JOBY icon
1397
Joby Aviation
JOBY
$8.55B
$326K ﹤0.01%
50,606
+3,053
+6% +$24.1K
JRS icon
1398
Nuveen Real Estate Income Fund
JRS
$246M
$324K ﹤0.01%
47,700
-5,275
-10% -$38.5K
CHI
1399
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$320K ﹤0.01%
30,323
– –
QDEC icon
1400
FT Vest Growth-100 Buffer ETF December
QDEC
$700M
$319K ﹤0.01%
14,100
– –
54 55
56
57 58

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.