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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$38.6B
AUM Growth
+$1.46B
Cap. Flow
+$1.06B
Cap. Flow %
2.74%
Top 10 Hldgs %
24.35%
Holding
1,747
New
139
Increased
851
Reduced
618
Closed
95

Top Buys

Rank Stock Value
1
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$752M
2
RGEF
Rockefeller Global Equity ETF
RGEF
+$734M
3
SHOP icon
Shopify
SHOP
+$46.8M
4
UBER icon
Uber
UBER
+$44.7M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$43.7M

Top Sells

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$192M
2
CNC icon
Centene
CNC
+$92.3M
3
LLY icon
Eli Lilly
LLY
+$85.3M
4
RGA icon
Reinsurance Group of America
RGA
+$78.6M
5
MSFT icon
Microsoft
MSFT
+$70.8M

Sector Composition

Rank Sector Weight
1 Technology 20.42%
2 Financials 9.67%
3 Healthcare 6.64%
4 Consumer Discretionary 6.39%
5 Industrials 6.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CQP icon
1301
Cheniere Energy
CQP
$31.3B
$864K ﹤0.01%
16,268
-1,500
-8% -$78.5K
BGB
1302
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$864K ﹤0.01%
70,612
+959
+1% +$11.9K
MLPX icon
1303
Global X MLP & Energy Infrastructure ETF
MLPX
$3.53B
$863K ﹤0.01%
14,244
+123
+0.9% +$7.32K
ECC
1304
Eagle Point Credit Company
ECC
$513M
$862K ﹤0.01%
97,105
+19,730
+25% +$185K
CGBD icon
1305
Carlyle Secured Lending
CGBD
$758M
$860K ﹤0.01%
47,988
+16,930
+55% +$292K
WPC icon
1306
W.P. Carey
WPC
$16.4B
$857K ﹤0.01%
15,738
-4,885
-24% -$278K
SW
1307
Smurfit Westrock
SW
$25.3B
$855K ﹤0.01%
15,866
+225
+1% +$11.5K
KIO
1308
KKR Income Opportunities Fund
KIO
$457M
$854K ﹤0.01%
63,834
-1,000
-2% -$13.8K
SEDG icon
1309
SolarEdge
SEDG
$1.95B
$852K ﹤0.01%
62,294
-22,654
-27% -$349K
BAX icon
1310
Baxter International
BAX
$14.2B
$847K ﹤0.01%
29,039
-14,474
-33% -$487K
IFV icon
1311
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$846K ﹤0.01%
44,151
-2,393
-5% -$47.7K
NMAI icon
1312
Nuveen Multi-Asset Income Fund
NMAI
$485M
$843K ﹤0.01%
70,050
– –
SMFG icon
1313
Sumitomo Mitsui Financial
SMFG
$164B
$842K ﹤0.01%
58,440
+2,477
+4% +$34K
NEO icon
1314
NeoGenomics
NEO
$2.13B
$842K ﹤0.01%
51,082
+16,831
+49% +$261K
LNT icon
1315
Alliant Energy
LNT
$18B
$837K ﹤0.01%
14,166
+37
+0.3% +$2.24K
SG icon
1316
Sweetgreen
SG
$642M
$836K ﹤0.01%
26,073
+2,265
+10% +$84.4K
MSDL icon
1317
Morgan Stanley Direct Lending Fund
MSDL
$1.3B
$834K ﹤0.01%
40,350
+22,967
+132% +$470K
NFJ
1318
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$829K ﹤0.01%
65,662
+263
+0.4% +$3.38K
KMX icon
1319
CarMax
KMX
$8.26B
$829K ﹤0.01%
+10,136
New +$796K
JPIE icon
1320
JPMorgan Income ETF
JPIE
$10.2B
$827K ﹤0.01%
18,131
+2,231
+14% +$102K
SMIG icon
1321
Bahl & Gaynor Small/Mid Cap Income Growth ETF
SMIG
$1.51B
$824K ﹤0.01%
28,328
+14,325
+102% +$432K
RWX icon
1322
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$821K ﹤0.01%
35,612
-6,483
-15% -$161K
FCG icon
1323
First Trust Natural Gas ETF
FCG
$623M
$818K ﹤0.01%
33,225
+13
+0% +$321
NDMO icon
1324
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$606M
$813K ﹤0.01%
81,148
+2,565
+3% +$27.5K
HIMS icon
1325
Hims & Hers Health
HIMS
$7.31B
$813K ﹤0.01%
33,618
-157
-0.5% -$3.89K
51 52
53
54 55

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Rockefeller Capital Management's Q4 2024 Portfolio in Review

As of Q4 2024, Rockefeller Capital Management held 1,747 positions worth $38.6B, up 3.9% from $37.2B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management's Q4 2024 filing shows 139 new, 851 increased, 618 reduced and 95 closed positions. Its largest new stake was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M. The largest sale was Colgate-Palmolive, an estimated $192M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q4 2024 buy was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M.
  • Rockefeller Capital Management added most to Shopify in Q4 2024, an estimated $46.8M increase.
  • Rockefeller Capital Management's biggest Q4 2024 reduction was Colgate-Palmolive, cutting an estimated $192M.
  • Rockefeller Capital Management fully exited Signet Jewelers in Q4 2024, selling an estimated $22.5M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $38.6B portfolio in Q4 2024.
  • Rockefeller Capital Management opened 139 new positions and closed 95 in Q4 2024.
  • Rockefeller Capital Management's portfolio value rose 3.9% quarter-over-quarter to $38.6B.

Based on Rockefeller Capital Management's 13F filing for Q4 2024, filed 13 Feb 2025.