Rockefeller Capital Management
SMIG icon

Rockefeller Capital Management’s Bahl & Gaynor Small/Mid Cap Income Growth ETF SMIG Stock Holding History

Rockefeller Capital Management’s Portfolio SMIG Stock Details SMIG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$3.05M Sell
104,014
-18,155
-15% -$549K 0.01% 1108
2025
Q4 		$3.52M Buy
122,169
+18,171
+17% +$523K 0.01% 1005
2025
Q3 		$3.08M Buy
103,998
+6,490
+7% +$192K 0.01% 993
2025
Q2 		$2.81M Buy
97,508
+28,696
+42% +$808K 0.01% 981
2025
Q1 		$1.96M Buy
68,812
+40,484
+143% +$1.19M ﹤0.01% 1047
2024
Q4 		$824K Buy
28,328
+14,325
+102% +$432K ﹤0.01% 1321
2024
Q3 		$410K Buy
+14,003
New +$392K ﹤0.01% 1484

Other funds holding SMIG

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
PCIA
Prime Capital Investment Advisors Overland Park, Kansas $8.65B AUM 19.52% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Rockefeller Capital Management's SMIG Position: Q1 2026 in Review

Rockefeller Capital Management reduced its Bahl & Gaynor Small/Mid Cap Income Growth ETF (SMIG) stake by 15% in Q1 2026, selling an estimated $549K and leaving 104,014 shares worth $3.05M. The position accounts for 0.01% of the portfolio, ranked #1108.

Rockefeller Capital Management first reported a position in SMIG in Q3 2024 and has held it in 7 quarters since. The position peaked at $3.52M in Q4 2025. 64 funds tracked by Wall St. Rank hold SMIG as of Q1 2026.

  • Rockefeller Capital Management held 104,014 shares of Bahl & Gaynor Small/Mid Cap Income Growth ETF worth $3.05M as of Q1 2026.
  • Rockefeller Capital Management sold 18,155 Bahl & Gaynor Small/Mid Cap Income Growth ETF shares in Q1 2026, an estimated $549K.
  • Bahl & Gaynor Small/Mid Cap Income Growth ETF made up 0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #1108 holding.
  • Rockefeller Capital Management first reported a position in Bahl & Gaynor Small/Mid Cap Income Growth ETF in Q3 2024 and has held it in 7 quarters since.
  • Rockefeller Capital Management's Bahl & Gaynor Small/Mid Cap Income Growth ETF position peaked at $3.52M in Q4 2025.
  • 64 funds tracked by Wall St. Rank held Bahl & Gaynor Small/Mid Cap Income Growth ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.