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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUPH icon
1176
Aurinia Pharmaceuticals
AUPH
$2.06B
$786K ﹤0.01%
81,165
– –
BBJP icon
1177
JPMorgan BetaBuilders Japan ETF
BBJP
$18.5B
$785K ﹤0.01%
15,239
+4,021
+36% +$200K
NJR icon
1178
New Jersey Resources
NJR
$5.54B
$780K ﹤0.01%
16,528
-1,160
-7% -$58.5K
RVT icon
1179
Royce Value Trust
RVT
$2.29B
$775K ﹤0.01%
56,135
+42,190
+303% +$553K
SMMU icon
1180
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.15B
$773K ﹤0.01%
15,612
+300
+2% +$14.9K
RPRX icon
1181
Royalty Pharma
RPRX
$25.4B
$770K ﹤0.01%
25,061
+171
+0.7% +$5.79K
SIL icon
1182
Global X Silver Miners ETF NEW
SIL
$4.47B
$767K ﹤0.01%
29,499
-2,750
-9% -$79.1K
BALL icon
1183
Ball Corp
BALL
$16.7B
$765K ﹤0.01%
13,208
-1,521
-10% -$82.5K
TOTL icon
1184
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.02B
$763K ﹤0.01%
18,820
+2,149
+13% +$87.5K
BALT icon
1185
Innovator Defined Wealth Shield ETF
BALT
$2.77B
$763K ﹤0.01%
27,355
-990
-3% -$27.2K
EBAY icon
1186
eBay
EBAY
$47.6B
$762K ﹤0.01%
17,170
-626
-4% -$27.8K
FAB icon
1187
First Trust Multi Cap Value AlphaDEX Fund
FAB
$170M
$760K ﹤0.01%
10,719
+346
+3% +$23.6K
IBDS icon
1188
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.84B
$753K ﹤0.01%
32,077
-1,272
-4% -$30.1K
OLLI icon
1189
Ollie's Bargain Outlet
OLLI
$4.7B
$752K ﹤0.01%
12,978
-127
-1% -$7.82K
SCHV
1190
Schwab US Large-Cap Value ETF
SCHV
$16B
$751K ﹤0.01%
33,600
+1,200
+4% +$26.2K
COHR icon
1191
Coherent
COHR
$66.6B
$751K ﹤0.01%
14,740
-883,730
-98% -$32.8M
FDEC icon
1192
FT Vest US Equity Buffer ETF December
FDEC
$1.35B
$751K ﹤0.01%
20,850
-103
-0.5% -$3.54K
SDVY icon
1193
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$743K ﹤0.01%
26,262
+4,473
+21% +$119K
PAXS
1194
PIMCO Access Income Fund
PAXS
$670M
$740K ﹤0.01%
+50,185
New +$723K
DNA icon
1195
Ginkgo Bioworks
DNA
$583M
$739K ﹤0.01%
9,937
-2,430
-20% -$144K
URA icon
1196
Global X Uranium ETF
URA
$6.01B
$739K ﹤0.01%
34,037
-17,625
-34% -$361K
WAL icon
1197
Western Alliance Bancorporation
WAL
$8.93B
$738K ﹤0.01%
20,228
+14,490
+253% +$503K
PCY icon
1198
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$737K ﹤0.01%
37,825
+5,389
+17% +$103K
WES icon
1199
Western Midstream Partners
WES
$19.4B
$737K ﹤0.01%
27,773
+535
+2% +$14.1K
TAN icon
1200
Invesco Solar ETF
TAN
$1.45B
$732K ﹤0.01%
10,254
+241
+2% +$17.4K
46 47
48
49 50

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.