Rockefeller Capital Management’s First Trust SMID Cap Rising Dividend Achievers ETF SDVY Stock Holding History

Rockefeller Capital Management’s Portfolio SDVY Stock Details SDVY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$50.2M	Sell	1,164,454 -117,740	-9%	-$4.91M	0.08%	237
2026 Q1	$50.6M	Buy	1,282,194 +159,247	+14%	+$6.47M	0.09%	210
2025 Q4	$43M	Buy	1,122,947 +538,692	+92%	+$20.5M	0.08%	238
2025 Q3	$22.2M	Buy	584,255 +25,777	+5%	+$956K	0.04%	382
2025 Q2	$19.7M	Buy	558,478 +30,141	+6%	+$1.01M	0.04%	389
2025 Q1	$17.7M	Buy	528,337 +104,733	+25%	+$3.74M	0.04%	402
2024 Q4	$15.2M	Buy	423,604 +9,744	+2%	+$365K	0.04%	415
2024 Q3	$15.1M	Buy	413,860 +72,462	+21%	+$2.53M	0.04%	421
2024 Q2	$11.4M	Buy	341,398 +158,344	+87%	+$5.33M	0.03%	477
2024 Q1	$6.37M	Buy	183,054 +95,742	+110%	+$3.13M	0.02%	627
2023 Q4	$2.86M	Buy	87,312 +55,594	+175%	+$1.62M	0.01%	803
2023 Q3	$895K	Buy	31,718 +5,456	+21%	+$159K	﹤0.01%	1114
2023 Q2	$743K	Buy	26,262 +4,473	+21%	+$119K	﹤0.01%	1193
2023 Q1	$580K	Buy	21,789 +9	+0%	+$250	﹤0.01%	1292
2022 Q4	$567K	Buy	21,780 +42	+0.2%	+$1.09K	﹤0.01%	1232
2022 Q3	$502K	Sell	21,738 -323	-1%	-$8.22K	﹤0.01%	1266
2022 Q2	$526K	Buy	22,061 +6,375	+41%	+$167K	﹤0.01%	1240
2022 Q1	$437K	Buy	15,686 +8,647	+123%	+$250K	﹤0.01%	1369
2021 Q4	$213K	Buy	7,039 +4,959	+238%	+$148K	﹤0.01%	1624
2021 Q3	$58K	Buy	2,080 +6	+0.3%	+$174	﹤0.01%	2072
2021 Q2	$60K	Buy	2,074 +6	+0.3%	+$177	﹤0.01%	1993
2021 Q1	$58K	Buy	+2,068	New	+$55K	﹤0.01%	1831

Other funds holding SDVY

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $7.43B AUM 24.49% 1-Year Est. Return

Rockefeller Capital Management's SDVY Position: Q2 2026 in Review

Rockefeller Capital Management reduced its First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) stake by 9.2% in Q2 2026, selling an estimated $4.91M and leaving 1,164,454 shares worth $50.2M. The position accounts for 0.08% of the portfolio, ranked #237.

Rockefeller Capital Management first reported a position in SDVY in Q1 2021 and has held it in 22 quarters since. The position peaked at $50.6M in Q1 2026. 577 funds tracked by Wall St. Rank hold SDVY as of Q2 2026.

Rockefeller Capital Management held 1,164,454 shares of First Trust SMID Cap Rising Dividend Achievers ETF worth $50.2M as of Q2 2026.
Rockefeller Capital Management sold 117,740 First Trust SMID Cap Rising Dividend Achievers ETF shares in Q2 2026, an estimated $4.91M.
First Trust SMID Cap Rising Dividend Achievers ETF made up 0.08% of Rockefeller Capital Management's portfolio in Q2 2026, its #237 holding.
Rockefeller Capital Management first reported a position in First Trust SMID Cap Rising Dividend Achievers ETF in Q1 2021 and has held it in 22 quarters since.
Rockefeller Capital Management's First Trust SMID Cap Rising Dividend Achievers ETF position peaked at $50.6M in Q1 2026.
577 funds tracked by Wall St. Rank held First Trust SMID Cap Rising Dividend Achievers ETF as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.