Rockefeller Capital Management
BALT icon

Rockefeller Capital Management’s Innovator Defined Wealth Shield ETF BALT Stock Holding History

Rockefeller Capital Management’s Portfolio BALT Stock Details BALT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$5.4M Buy
157,663
+7,994
+5% +$272K 0.01% 940
2026
Q1 		$5.01M Buy
149,669
+74,569
+99% +$2.51M 0.01% 915
2025
Q4 		$2.52M Buy
75,100
+73,349
+4,189% +$2.42M ﹤0.01% 1162
2025
Q3 		$57.5K Buy
+1,751
New +$56.9K ﹤0.01% 2842
2024
Q2 		– Sell
-10,750
Closed -$315K – 1639
2024
Q1 		$315K Hold
10,750
– – ﹤0.01% 1580
2023
Q4 		$307K Sell
10,750
-18,805
-64% -$530K ﹤0.01% 1461
2023
Q3 		$822K Buy
29,555
+2,200
+8% +$61.6K ﹤0.01% 1150
2023
Q2 		$763K Sell
27,355
-990
-3% -$27.2K ﹤0.01% 1185
2023
Q1 		$771K Sell
28,345
-3,450
-11% -$92.8K ﹤0.01% 1172
2022
Q4 		$845K Buy
31,795
+20,595
+184% +$541K ﹤0.01% 1072
2022
Q3 		$288K Buy
+11,200
New +$292K ﹤0.01% 1486

Other funds holding BALT

Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
W
Wealthquest Cincinnati, Ohio $1.59B AUM 18.1% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $9.72B AUM 29.41% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
RWP
Reliant Wealth Planning Louisville, Kentucky $364M AUM 11.96% 1-Year Est. Return

Rockefeller Capital Management's BALT Position: Q2 2026 in Review

Rockefeller Capital Management increased its Innovator Defined Wealth Shield ETF (BALT) stake by 5.3% in Q2 2026, buying an estimated $272K and bringing the position to 157,663 shares worth $5.4M. The position accounts for 0.01% of the portfolio, ranked #940.

Rockefeller Capital Management first reported a position in BALT in Q3 2022 and has held it in 11 quarters since. 297 funds tracked by Wall St. Rank hold BALT as of Q2 2026.

  • Rockefeller Capital Management held 157,663 shares of Innovator Defined Wealth Shield ETF worth $5.4M as of Q2 2026.
  • Rockefeller Capital Management bought 7,994 Innovator Defined Wealth Shield ETF shares in Q2 2026, an estimated $272K.
  • Innovator Defined Wealth Shield ETF made up 0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #940 holding.
  • Rockefeller Capital Management first reported a position in Innovator Defined Wealth Shield ETF in Q3 2022 and has held it in 11 quarters since.
  • 297 funds tracked by Wall St. Rank held Innovator Defined Wealth Shield ETF as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.