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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCCO icon
1176
Southern Copper
SCCO
$166B
$762K ﹤0.01%
10,802
+9,750
+927% +$663K
SMMU icon
1177
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
$762K ﹤0.01%
15,312
– –
OLLI icon
1178
Ollie's Bargain Outlet
OLLI
$4.94B
$758K ﹤0.01%
13,105
-1,415
-10% -$77.8K
JBGS
1179
JBG SMITH
JBGS
$708M
$756K ﹤0.01%
50,252
+47,939
+2,073% +$850K
IYE icon
1180
iShares US Energy ETF
IYE
$1.7B
$754K ﹤0.01%
17,237
-6,620
-28% -$300K
ADRE
1181
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$754K ﹤0.01%
19,750
– –
MFIC icon
1182
MidCap Financial Investment
MFIC
$804M
$753K ﹤0.01%
66,064
+3,404
+5% +$40.8K
NLY icon
1183
Annaly Capital Management
NLY
$17.4B
$753K ﹤0.01%
39,472
+4,024
+11% +$84.9K
PTY icon
1184
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$749K ﹤0.01%
60,134
-24,242
-29% -$320K
FAUG icon
1185
FT Vest US Equity Buffer ETF August
FAUG
$1.21B
$748K ﹤0.01%
20,515
-72
-0.3% -$2.58K
CFR icon
1186
Cullen/Frost Bankers
CFR
$10.2B
$747K ﹤0.01%
7,104
-1,402
-16% -$175K
GLQ
1187
Clough Global Equity Fund
GLQ
$158M
$747K ﹤0.01%
123,394
-22,588
-15% -$139K
JPC icon
1188
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$745K ﹤0.01%
113,349
+6,585
+6% +$48.1K
GVLU icon
1189
Gotham 1000 Value ETF
GVLU
$295M
$743K ﹤0.01%
+39,320
New +$768K
SGOV icon
1190
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
$742K ﹤0.01%
7,384
+6,100
+475% +$612K
PFLD icon
1191
AAM Low Duration Preferred and Income Securities ETF
PFLD
$408M
$730K ﹤0.01%
34,700
-3,482
-9% -$75K
EA
1192
DELISTED
Electronic Arts
EA
$729K ﹤0.01%
6,064
+1,107
+22% +$130K
SIRE
1193
DELISTED
Sisecam Resources LP
SIRE
$729K ﹤0.01%
29,057
+1,058
+4% +$25.9K
SUSB icon
1194
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$728K ﹤0.01%
30,269
+329
+1% +$7.87K
STIP icon
1195
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$726K ﹤0.01%
7,330
-1,982
-21% -$194K
CFA icon
1196
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
$724K ﹤0.01%
10,540
+718
+7% +$49.6K
FPF
1197
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$723K ﹤0.01%
45,831
+8,299
+22% +$145K
FAB icon
1198
First Trust Multi Cap Value AlphaDEX Fund
FAB
$176M
$722K ﹤0.01%
10,373
+151
+1% +$10.9K
WES icon
1199
Western Midstream Partners
WES
$19.3B
$717K ﹤0.01%
27,238
+16,277
+148% +$437K
SCHZ icon
1200
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$714K ﹤0.01%
30,462
+29,978
+6,194% +$697K
46 47
48
49 50

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.