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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPZ
4701
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$268M
– –
-14,054
Closed -$227K
HERZ
4702
Herzfeld Credit Income Fund
HERZ
$31.6M
– –
-53
Closed -$1.26K
DAVA icon
4703
Endava
DAVA
$156M
– –
-16
Closed -$146
DEC
4704
Diversified Energy Company
DEC
$980M
– –
-86
Closed -$1.21K
DFCF icon
4705
Dimensional Core Fixed Income ETF
DFCF
$10.9B
– –
-39
Closed -$1.67K
DFGX icon
4706
Dimensional International Core Fixed Income ETF
DFGX
$1.74B
– –
-38
Closed -$2.05K
DFIP icon
4707
Dimensional Inflation-Protected Securities ETF
DFIP
$1.12B
– –
-17
Closed -$721
DPG
4708
Duff & Phelps Utility and Infrastructure Fund
DPG
$524M
– –
-5,000
Closed -$64.5K
DSGR icon
4709
Distribution Solutions Group
DSGR
$1.61B
– –
-170
Closed -$5.11K
EHI
4710
Western Asset Global High Income Fund
EHI
$178M
– –
-1,713
Closed -$11.3K
ELP
4711
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
– –
-35
Closed -$343
ERC
4712
Allspring Multi-Sector Income Fund
ERC
$259M
– –
-308
Closed -$2.95K
FAAR icon
4713
First Trust Alternative Absolute Return Strategy ETF
FAAR
$189M
– –
-92
Closed -$2.8K
FBIO icon
4714
Fortress Biotech
FBIO
$88.7M
– –
-4,812
Closed -$17.8K
FBTC icon
4715
Fidelity Wise Origin Bitcoin Fund
FBTC
$12.1B
– –
-532
Closed -$53.1K
FCA icon
4716
First Trust China AlphaDEX Fund
FCA
$33.3M
– –
-302
Closed -$8.77K
FCEL icon
4717
FuelCell Energy
FCEL
$1.63B
– –
-8,000
Closed -$62.4K
FDRR icon
4718
Fidelity Dividend ETF for Rising Rates
FDRR
$761M
– –
-416
Closed -$24.4K
FDTX icon
4719
Fidelity Disruptive Technology ETF
FDTX
$292M
– –
-548
Closed -$22.2K
FGDL icon
4720
Franklin Responsibly Sourced Gold ETF
FGDL
$448M
– –
-17
Closed -$878
FNKO icon
4721
Funko
FNKO
$328M
– –
-45
Closed -$155
FWDI
4722
Forward Industries Inc
FWDI
$319M
– –
-150
Closed -$3.84K
FSZ icon
4723
First Trust Switzerland AlphaDEX Fund
FSZ
$37.5M
– –
-1
Closed -$117
FTHY
4724
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$498M
– –
-2,000
Closed -$29K
GBAB
4725
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
– –
-4
Closed -$72
187 188
189
190 191

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.