Rockefeller Capital Management’s First Trust China AlphaDEX Fund FCA Stock Holding History

Rockefeller Capital Management’s Portfolio FCA Stock Details FCA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-302	Closed	-$8.77K	–	4719
2025 Q3	$8.77K	Buy	+302	New	+$8.09K	﹤0.01%	3701
2023 Q4	–	Sell	-10,628	Closed	-$201K	–	1557
2023 Q3	$201K	Buy	+10,628	New	+$211K	﹤0.01%	1484
2023 Q1	–	Sell	-6,959	Closed	-$148K	–	2599
2022 Q4	$148K	Buy	+6,959	New	+$150K	﹤0.01%	1813
2021 Q4	–	Sell	-280	Closed	-$8K	–	3828
2021 Q3	$8K	Sell	280 -15,961	-98%	-$492K	﹤0.01%	2985
2021 Q2	$510K	Buy	16,241 +657	+4%	+$20.3K	﹤0.01%	1188
2021 Q1	$462K	Buy	15,584 +43	+0.3%	+$1.27K	﹤0.01%	1047
2020 Q4	$447K	Sell	15,541 -513	-3%	-$14.2K	﹤0.01%	949
2020 Q3	$418K	Sell	16,054 -245	-2%	-$6.57K	﹤0.01%	827
2020 Q2	$390K	Buy	16,299 +7,480	+85%	+$177K	﹤0.01%	782
2020 Q1	$196K	Buy	8,819 +1,309	+17%	+$32K	﹤0.01%	818
2019 Q4	$202K	Buy	+7,510	New	+$190K	﹤0.01%	767

Other funds holding FCA

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

StoneX Group New York $1.86B AUM 21.3% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

UWS

Unique Wealth Strategies Burr Ridge, Illinois $275M AUM 29.58% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

GCA

Genesee Capital Advisors Auburn, New York $239M AUM 20.45% 1-Year Est. Return

Avestar Capital New York $1.79B AUM 33.8% 1-Year Est. Return

Rockefeller Capital Management's FCA Position: Q4 2025 in Review

Rockefeller Capital Management sold out of First Trust China AlphaDEX Fund (FCA) in Q4 2025, closing a stake of 302 shares — an estimated $8.77K sold.

Rockefeller Capital Management first reported a position in FCA in Q4 2019 and held it in 11 quarters. The position peaked at $510K in Q2 2021. 20 funds tracked by Wall St. Rank hold FCA as of Q4 2025.

Rockefeller Capital Management reported no remaining First Trust China AlphaDEX Fund position as of Q4 2025 after selling out during the quarter.
Rockefeller Capital Management sold 302 First Trust China AlphaDEX Fund shares in Q4 2025, an estimated $8.77K.
Rockefeller Capital Management first reported a position in First Trust China AlphaDEX Fund in Q4 2019 and held it in 11 quarters.
Rockefeller Capital Management's First Trust China AlphaDEX Fund position peaked at $510K in Q2 2021.
20 funds tracked by Wall St. Rank held First Trust China AlphaDEX Fund as of Q4 2025.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.