We are live on ! Find out more
FCA icon

First Trust China AlphaDEX Fund
FCA

18 hedge funds and large institutions have $46.2M invested in First Trust China AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 18 → 18 (0)

2.14% less ownership

Funds ownership: 93.02% → 90.88% (-2.1%)

10% less capital invested

Capital invested by funds: $51.2M → $46.2M (-$5.02M)

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

Holders
18
Holders Change
–
Holders Change %
0%
% of All Funds
0.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
5
Reduced
8
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.32M
2
Citadel Advisors
Citadel Advisors
Florida
+$645K
3
LPL Financial
LPL Financial
California
+$517K
4
Osaic Holdings
Osaic Holdings
Arizona
+$2.68K
5
AF
Advisornet Financial
Minnesota
+$2.63K

Top Sellers

Rank Fund Capital Flow
1
First Trust Advisors
First Trust Advisors
Illinois
-$11M
2
Jane Street
Jane Street
New York
-$948K
3
TFA
Transamerica Financial Advisors
Florida
-$314K
4
Bank of America
Bank of America
North Carolina
-$49.3K
5
UBS Group
UBS Group
Switzerland
-$45.8K
Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$38M -$11M -408,143 -22%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$2.76M +$1.32M +49,031 +86%
Citadel Advisors
3
Citadel Advisors
Florida
$1.83M +$645K +24,043 +52%
LPL Financial
4
LPL Financial
California
$810K +$517K +19,279 +163%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$703K – – –
Rockefeller Capital Management
6
Rockefeller Capital Management
New York
$418K -$6.57K -245 -2%
Jane Street
7
Jane Street
New York
$397K -$948K -35,343 -70%
RJA
8
Raymond James & Associates
Florida
$374K -$5.58K -208 -1%
Bank of America
9
Bank of America
North Carolina
$233K -$49.3K -1,837 -17%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$205K -$18K -671 -8%
AF
11
Advisornet Financial
Minnesota
$196K +$2.63K +98 +1%
Osaic Holdings
12
Osaic Holdings
Arizona
$113K +$2.68K +100 +2%
Macquarie Group
13
Macquarie Group
Australia
$39K – – –
UBS Group
14
UBS Group
Switzerland
$18K -$45.8K -1,707 -71%
TFA
15
Transamerica Financial Advisors
Florida
$7K -$314K -11,700 -98%
Wells Fargo
16
Wells Fargo
California
$5K – – –

FCA Hedge Fund Activity: Q3 2020 in Review

18 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in First Trust China AlphaDEX Fund (FCA) for Q3 2020, worth a combined $46.2M — down 9.8% from $51.2M a quarter earlier.

Fund positioning in FCA was balanced in Q3 2020: 0 funds opened new positions, 0 closed out, 5 added to existing stakes and 8 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $1.32M. The largest seller was First Trust Advisors, cutting an estimated $11M.

  • 18 institutional investors held First Trust China AlphaDEX Fund (FCA) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $46.2M of First Trust China AlphaDEX Fund stock for Q3 2020, down 9.8% quarter-over-quarter.
  • 0 funds opened new First Trust China AlphaDEX Fund positions in Q3 2020 and 0 closed out.
  • The largest First Trust China AlphaDEX Fund buyer in Q3 2020 was Susquehanna International Group, an estimated $1.32M added.
  • The largest First Trust China AlphaDEX Fund seller in Q3 2020 was First Trust Advisors, an estimated $11M sold.

Based on aggregated 13F filings for Q3 2020.