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First Trust China AlphaDEX Fund
FCA

17 hedge funds and large institutions have $56.3M invested in First Trust China AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 1 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,239% more capital invested

Capital invested by funds: $4.21M → $56.3M (+$52.1M)

700% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 1

679.54% more ownership

Funds ownership: 44.58% → 724.12% (+680%)

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

13% more funds holding

Funds holding: 15 → 17 (+2)

Holders
17
Holders Change
+2
Holders Change %
+13.33%
% of All Funds
0.37%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
8
Reduced
1
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
First Trust Advisors
First Trust Advisors
Illinois
+$54.2M
2
Jane Street
Jane Street
New York
+$3.44M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$317K
4
Bank of America
Bank of America
North Carolina
+$116K
5
Citadel Advisors
Citadel Advisors
Florida
+$49.3K

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$162K
2
Morgan Stanley
Morgan Stanley
New York
-$7K
Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$49.3M +$54.2M +2,218,556 New
Jane Street
2
Jane Street
New York
$3.39M +$3.44M +140,568 +1,156%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1M +$317K +12,960 +40%
Citadel Advisors
4
Citadel Advisors
Florida
$631K +$49.3K +2,015 +8%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$600K – – –
LPL Financial
6
LPL Financial
California
$528K -$162K -6,646 -22%
Bank of America
7
Bank of America
North Carolina
$207K +$116K +4,739 +103%
Rockefeller Capital Management
8
Rockefeller Capital Management
New York
$196K +$32K +1,309 +17%
AF
9
Advisornet Financial
Minnesota
$171K +$978 +40 +0.5%
Osaic Holdings
10
Osaic Holdings
Arizona
$99K +$109K +4,453 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$53K +$11.4K +467 +25%
UBS Group
12
UBS Group
Switzerland
$37K +$3.52K +144 +10%
Macquarie Group
13
Macquarie Group
Australia
$34K – – –
1IA
14
1834 Investment Advisors
Wisconsin
$33K – – –
CAN
15
Claraphi Advisory Network
United States
$24K +$26.1K +1,068 New
TFA
16
Transamerica Financial Advisors
Florida
$9K +$9.1K +372 New
Wells Fargo
17
Wells Fargo
California
$4K – – –
Morgan Stanley
18
Morgan Stanley
New York
– -$7K -250 Closed

FCA Hedge Fund Activity: Q1 2020 in Review

17 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in First Trust China AlphaDEX Fund (FCA) for Q1 2020, worth a combined $56.3M — up 1,239% from $4.21M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FCA positions and 1 closed out — a net gain of 3 holders — while 8 added to existing stakes and 1 trimmed.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $54.2M. The largest seller was LPL Financial, cutting an estimated $162K.

  • 17 institutional investors held First Trust China AlphaDEX Fund (FCA) as of Q1 2020, up from 15 in Q4 2019.
  • Funds reported $56.3M of First Trust China AlphaDEX Fund stock for Q1 2020, up 1,239% quarter-over-quarter.
  • 4 funds opened new First Trust China AlphaDEX Fund positions in Q1 2020 and 1 closed out, a net change of +3 holders.
  • The largest First Trust China AlphaDEX Fund buyer in Q1 2020 was First Trust Advisors, an estimated $54.2M added.
  • The largest First Trust China AlphaDEX Fund seller in Q1 2020 was LPL Financial, an estimated $162K sold.

Based on aggregated 13F filings for Q1 2020.