First Trust China AlphaDEX Fund
12 hedge funds and large institutions have $2.7M invested in First Trust China AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 3 increasing their positions, 5 reducing their positions, and 3 closing their positions.
0.5% more ownership
Funds ownership: 37.59% → 38.09% (+0.5%)
14% less funds holding
Funds holding: 14 → 12 (-2)
26% less capital invested
Capital invested by funds: $3.63M → $2.7M (-$925K)
40% less repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 5
67% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$873K |
| 2 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$624K |
| 3 |
LPL Financial
San Diego,
California
|
+$54.9K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
+$20.4K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$1.49M |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$249K |
| 3 |
AG
Advisor Group
Phoenix,
Arizona
|
-$172K |
| 4 |
Morgan Stanley
New York
|
-$78.3K |
| 5 |
QCIG
Quad-Cities Investment Group
Davenport,
Iowa
|
-$24.6K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $1.3M | +$873K | +34,988 | +180% |
|
|
2
Cambridge Investment Research Advisors
Fairfield,
Iowa
| $585K | +$624K | +25,000 | New |
|
|
3
LPL Financial
San Diego,
California
| $327K | +$54.9K | +2,200 | +19% |
|
|
4
Jane Street
New York
| $218K | -$1.49M | -59,914 | -87% |
|
|
5
Bank of America
Charlotte,
North Carolina
| $87K | +$20.4K | +819 | +28% |
|
|
6
Morgan Stanley
New York
| $59K | -$78.3K | -3,138 | -55% |
|
|
SWM
7
SeaCrest Wealth Management
Purchase,
New York
| $44K | – | – | – |
|
8
Royal Bank of Canada
Toronto,
Ontario, Canada
| $20K | – | – | – |
|
|
AG
9
Advisor Group
Phoenix,
Arizona
| $19K | -$172K | -6,876 | -90% |
|
10
UBS Group
Zurich,
Switzerland
| $19K | -$399 | -16 | -2% |
|
|
QCIG
11
Quad-Cities Investment Group
Davenport,
Iowa
| $17K | -$24.6K | -985 | -57% |
|
12
Wells Fargo
San Francisco,
California
| $5K | – | – | – |
|
|
13
Citadel Advisors
Miami,
Florida
| – | -$249K | -9,016 | Closed |
|
|
SWP
14
Stratos Wealth Partners
Beachwood,
Ohio
| – | -$10K | -350 | Closed |
|
FCA Hedge Fund Activity: Q4 2018 in Review
12 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in First Trust China AlphaDEX Fund (FCA) for Q4 2018, worth a combined $2.7M — down 26% from $3.63M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of FCA and 1 opened new positions — a net loss of 2 holders — while 5 trimmed existing stakes and 3 added.
The largest buyer was Susquehanna International Group, adding an estimated $873K. The largest seller was Jane Street, cutting an estimated $1.49M.
- 12 institutional investors held First Trust China AlphaDEX Fund (FCA) as of Q4 2018, down from 14 in Q3 2018.
- Funds reported $2.7M of First Trust China AlphaDEX Fund stock for Q4 2018, down 26% quarter-over-quarter.
- 1 fund opened new First Trust China AlphaDEX Fund positions in Q4 2018 and 3 closed out, a net change of -2 holders.
- The largest First Trust China AlphaDEX Fund buyer in Q4 2018 was Susquehanna International Group, an estimated $873K added.
- The largest First Trust China AlphaDEX Fund seller in Q4 2018 was Jane Street, an estimated $1.49M sold.
Based on aggregated 13F filings for Q4 2018.