Advisor Group’s First Trust China AlphaDEX Fund FCA Stock Holding History

Advisor Group’s Portfolio FCA Stock Details FCA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$38K	Hold	1,412	–	–	﹤0.01%	3597
2019 Q3	$34K	Sell	1,412 -142	-9%	-$3.52K	﹤0.01%	3656
2019 Q2	$41K	Buy	1,554 +155	+11%	+$4.1K	﹤0.01%	3511
2019 Q1	$38K	Buy	1,399 +600	+75%	+$15.7K	﹤0.01%	3566
2018 Q4	$19K	Sell	799 -6,876	-90%	-$172K	﹤0.01%	3832
2018 Q3	$211K	Sell	7,675 -118	-2%	-$3.27K	﹤0.01%	2124
2018 Q2	$225K	Buy	7,793 +5,898	+311%	+$185K	﹤0.01%	1883
2018 Q1	$58K	Sell	1,895 -271	-13%	-$8.62K	﹤0.01%	2943
2017 Q4	$64K	Sell	2,166 -943	-30%	-$27.6K	﹤0.01%	2913
2017 Q3	$90K	Buy	3,109 +2,478	+393%	+$66.3K	﹤0.01%	2499
2017 Q2	$15K	Buy	631 +252	+66%	+$5.72K	﹤0.01%	3682
2017 Q1	$8K	Hold	379	–	–	﹤0.01%	3897
2016 Q4	$7K	Hold	379	–	–	﹤0.01%	3775
2016 Q3	$8K	Sell	379 -153	-29%	-$3.06K	﹤0.01%	3680
2016 Q2	$9K	Buy	+532	New	+$9.81K	﹤0.01%	3531

Other funds holding FCA

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Advisornet Financial Minnetonka, Minnesota $2.19B AUM 21.28% 1-Year Est. Return

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Advisor Group's FCA Position: Q4 2019 in Review

Advisor Group held its First Trust China AlphaDEX Fund (FCA) position steady in Q4 2019 at 1,412 shares worth $38K. The position accounts for ﹤0.01% of the portfolio, ranked #3597.

Advisor Group first reported a position in FCA in Q2 2016 and has held it in 15 quarters since. The position peaked at $225K in Q2 2018. 15 funds tracked by Wall St. Rank hold FCA as of Q4 2019.

Advisor Group held 1,412 shares of First Trust China AlphaDEX Fund worth $38K as of Q4 2019.
Advisor Group left its First Trust China AlphaDEX Fund share count unchanged in Q4 2019.
First Trust China AlphaDEX Fund made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #3597 holding.
Advisor Group first reported a position in First Trust China AlphaDEX Fund in Q2 2016 and has held it in 15 quarters since.
Advisor Group's First Trust China AlphaDEX Fund position peaked at $225K in Q2 2018.
15 funds tracked by Wall St. Rank held First Trust China AlphaDEX Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.