First Trust China AlphaDEX Fund
15 hedge funds and large institutions have $4.21M invested in First Trust China AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 2 increasing their positions, 8 reducing their positions, and 0 closing their positions.
7% more funds holding
Funds holding: 14 → 15 (+1)
14.89% less ownership
Funds ownership: 59.47% → 44.58% (-15%)
26% less capital invested
Capital invested by funds: $5.72M → $4.21M (-$1.51M)
75% less repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 8
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Rockefeller Capital Management
New York
|
+$190K |
| 2 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$50.7K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$11.7K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$820K |
| 2 |
Macquarie Group
Sydney, NSW 2000,
Australia
|
-$809K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
-$273K |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$217K |
| 5 |
LPL Financial
San Diego,
California
|
-$124K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $864K | -$820K | -32,338 | -50% |
|
|
2
LPL Financial
San Diego,
California
| $820K | -$124K | -4,875 | -14% |
|
|
3
Cambridge Investment Research Advisors
Fairfield,
Iowa
| $728K | +$50.7K | +2,000 | +8% |
|
|
4
Citadel Advisors
Miami,
Florida
| $711K | -$217K | -8,542 | -24% |
|
5
Jane Street
New York
| $328K | -$81.6K | -3,219 | -21% |
|
|
AF
6
Advisornet Financial
Minnetonka,
Minnesota
| $206K | – | – | – |
|
|
7
Rockefeller Capital Management
New York
| $202K | +$190K | +7,510 | New |
|
|
8
Bank of America
Charlotte,
North Carolina
| $124K | -$273K | -10,747 | -70% |
|
|
9
Royal Bank of Canada
Toronto,
Ontario, Canada
| $51K | +$11.7K | +462 | +32% |
|
|
10
Macquarie Group
Sydney, NSW 2000,
Australia
| $41K | -$809K | -31,893 | -95% |
|
11
UBS Group
Zurich,
Switzerland
| $41K | -$1.6K | -63 | -4% |
|
|
1IA
12
1834 Investment Advisors
Milwaukee,
Wisconsin
| $40K | -$3.47K | -137 | -8% |
|
|
AG
13
Advisor Group
Phoenix,
Arizona
| $38K | – | – | – |
|
14
Morgan Stanley
New York
| $7K | – | – | – |
|
15
Wells Fargo
San Francisco,
California
| $5K | – | – | – |
|
FCA Hedge Fund Activity: Q4 2019 in Review
15 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in First Trust China AlphaDEX Fund (FCA) for Q4 2019, worth a combined $4.21M — down 26% from $5.72M a quarter earlier.
Buyers outnumbered sellers: 1 fund opened new FCA positions and 0 closed out — a net gain of 1 holder — while 2 added to existing stakes and 8 trimmed.
The largest buyer was Rockefeller Capital Management, opening a new position worth an estimated $190K. The largest seller was Susquehanna International Group, cutting an estimated $820K.
- 15 institutional investors held First Trust China AlphaDEX Fund (FCA) as of Q4 2019, up from 14 in Q3 2019.
- Funds reported $4.21M of First Trust China AlphaDEX Fund stock for Q4 2019, down 26% quarter-over-quarter.
- 1 fund opened new First Trust China AlphaDEX Fund positions in Q4 2019 and 0 closed out, a net change of +1 holder.
- The largest First Trust China AlphaDEX Fund buyer in Q4 2019 was Rockefeller Capital Management, an estimated $190K added.
- The largest First Trust China AlphaDEX Fund seller in Q4 2019 was Susquehanna International Group, an estimated $820K sold.
Based on aggregated 13F filings for Q4 2019.