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First Trust China AlphaDEX Fund
FCA

5 hedge funds and large institutions have $1.44M invested in First Trust China AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 2 increasing their positions, 1 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 1

15.21% less ownership

Funds ownership: 48.19% → 32.98% (-15%)

17% less funds holding

Funds holding: 6 → 5 (-1)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

36% less capital invested

Capital invested by funds: $2.26M → $1.44M (-$819K)

Holders
5
Holders Change
-1
Holders Change %
-16.67%
% of All Funds
0.14%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
2
Reduced
1
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$569K
2
U
UBS
Switzerland
+$8.79K
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.22K

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$760K
2
AGA
Accuvest Global Advisors
Utah
-$468K
3
Jane Street
Jane Street
New York
-$281K
4
TRCT
Tower Research Capital (TRC)
New York
-$14K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$702K +$569K +25,773 +400%
AGA
2
Accuvest Global Advisors
Utah
$460K -$468K -21,215 -50%
Stifel Financial
3
Stifel Financial
Missouri
$209K +$212K +9,611 New
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$58K +$1.22K +55 +2%
U
5
UBS
Switzerland
$9K +$8.79K +398 New
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
– -$760K -32,451 Closed
Jane Street
7
Jane Street
New York
– -$281K -11,988 Closed
TRCT
8
Tower Research Capital (TRC)
New York
– -$14K -600 Closed

FCA Hedge Fund Activity: Q1 2014 in Review

5 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in First Trust China AlphaDEX Fund (FCA) for Q1 2014, worth a combined $1.44M — down 36% from $2.26M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of FCA and 2 opened new positions — a net loss of 1 holder — while 1 trimmed existing stakes and 2 added.

The largest buyer was Morgan Stanley, adding an estimated $569K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $760K sold.

  • 5 institutional investors held First Trust China AlphaDEX Fund (FCA) as of Q1 2014, down from 6 in Q4 2013.
  • Funds reported $1.44M of First Trust China AlphaDEX Fund stock for Q1 2014, down 36% quarter-over-quarter.
  • 2 funds opened new First Trust China AlphaDEX Fund positions in Q1 2014 and 3 closed out, a net change of -1 holder.
  • The largest First Trust China AlphaDEX Fund buyer in Q1 2014 was Morgan Stanley, an estimated $569K added.
  • The largest First Trust China AlphaDEX Fund seller in Q1 2014 was Susquehanna International Group, an estimated $760K sold.

Based on aggregated 13F filings for Q1 2014.