UBS’s First Trust China AlphaDEX Fund FCA Stock Holding History

UBS’s Portfolio FCA Stock Details FCA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-398	Closed	-$9K	–	10531
2014 Q1	$9K	Buy	+398	New	+$8.79K	﹤0.01%	8996
2013 Q4	–	Sell	-56	Closed	-$1K	–	10504
2013 Q3	$1K	Sell	56 -1,064	-95%	-$22.2K	﹤0.01%	10140
2013 Q2	$22K	Buy	+1,120	New	+$24.7K	﹤0.01%	7768

Other funds holding FCA

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AGA

Accuvest Global Advisors Provo, Utah $107M AUM 6.41% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS's FCA Position: Q2 2014 in Review

UBS sold out of First Trust China AlphaDEX Fund (FCA) in Q2 2014, closing a stake of 398 shares — an estimated $9K sold.

UBS first reported a position in FCA in Q2 2013 and held it in 3 quarters. The position peaked at $22K in Q2 2013. 5 funds tracked by Wall St. Rank hold FCA as of Q2 2014.

UBS reported no remaining First Trust China AlphaDEX Fund position as of Q2 2014 after selling out during the quarter.
UBS sold 398 First Trust China AlphaDEX Fund shares in Q2 2014, an estimated $9K.
UBS first reported a position in First Trust China AlphaDEX Fund in Q2 2013 and held it in 3 quarters.
UBS's First Trust China AlphaDEX Fund position peaked at $22K in Q2 2013.
5 funds tracked by Wall St. Rank held First Trust China AlphaDEX Fund as of Q2 2014.

Based on UBS's 13F filing for Q2 2014, filed 14 Aug 2014.