Stifel Financial’s First Trust China AlphaDEX Fund FCA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-9,323	Closed	-$201K	–	2208
2014 Q2	$201K	Sell	9,323 -288	-3%	-$6.21K	﹤0.01%	1992
2014 Q1	$209K	Buy	+9,611	New	+$209K	﹤0.01%	1896