Stifel Financial’s First Trust China AlphaDEX Fund FCA Stock Holding History

Stifel Financial’s Portfolio FCA Stock Details FCA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-9,323	Closed	-$201K	–	2257
2014 Q2	$201K	Sell	9,323 -288	-3%	-$6.22K	﹤0.01%	1998
2014 Q1	$209K	Buy	+9,611	New	+$212K	﹤0.01%	1902

Other funds holding FCA

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Buckingham Strategic Wealth Clayton, Missouri $9.7B AUM 15.76% 1-Year Est. Return

Accuvest Global Advisors Provo, Utah $116M AUM 2.72% 1-Year Est. Return

Stifel Financial's FCA Position: Q3 2014 in Review

Stifel Financial sold out of First Trust China AlphaDEX Fund (FCA) in Q3 2014, closing a stake of 9,323 shares — an estimated $201K sold.

Stifel Financial first reported a position in FCA in Q1 2014 and held it in 2 quarters. The position peaked at $209K in Q1 2014. 5 funds tracked by Wall St. Rank hold FCA as of Q3 2014.

Stifel Financial reported no remaining First Trust China AlphaDEX Fund position as of Q3 2014 after selling out during the quarter.
Stifel Financial sold 9,323 First Trust China AlphaDEX Fund shares in Q3 2014, an estimated $201K.
Stifel Financial first reported a position in First Trust China AlphaDEX Fund in Q1 2014 and held it in 2 quarters.
Stifel Financial's First Trust China AlphaDEX Fund position peaked at $209K in Q1 2014.
5 funds tracked by Wall St. Rank held First Trust China AlphaDEX Fund as of Q3 2014.

Based on Stifel Financial's 13F filing for Q3 2014, filed 13 Nov 2014.