Rockefeller Capital Management’s First Trust Alternative Absolute Return Strategy ETF FAAR Stock Holding History

Rockefeller Capital Management’s Portfolio FAAR Stock Details FAAR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-92	Closed	-$2.8K	–	4716
2025 Q3	$2.8K	Buy	+92	New	+$2.69K	﹤0.01%	4024
2023 Q4	–	Sell	-10,673	Closed	-$306K	–	1556
2023 Q3	$306K	Sell	10,673 -279	-3%	-$8.05K	﹤0.01%	1408
2023 Q2	$308K	Sell	10,952 -370	-3%	-$10.7K	﹤0.01%	1511
2023 Q1	$336K	Buy	11,322 +32	+0.3%	+$959	﹤0.01%	1522
2022 Q4	$337K	Sell	11,290 -136,544	-92%	-$4.24M	﹤0.01%	1425
2022 Q3	$4.59M	Buy	147,834 +136,886	+1,250%	+$4.42M	0.02%	551
2022 Q2	$365K	Sell	10,948 -100	-0.9%	-$3.44K	﹤0.01%	1384
2022 Q1	$374K	Sell	11,048 -321	-3%	-$10.1K	﹤0.01%	1433
2021 Q4	$327K	Buy	11,369 +1,223	+12%	+$37.5K	﹤0.01%	1471
2021 Q3	$310K	Buy	+10,146	New	+$303K	﹤0.01%	1428

Other funds holding FAAR

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

CAS

Coppell Advisory Solutions Coppell, Texas $170M AUM 13.42% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

CFAM

Center For Asset Management Palm Beach Gardens, Florida $225M AUM 22.22% 1-Year Est. Return

BEI

Benjamin Edwards Inc Clayton, Missouri $11B AUM 18.22% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return

Rockefeller Capital Management's FAAR Position: Q4 2025 in Review

Rockefeller Capital Management sold out of First Trust Alternative Absolute Return Strategy ETF (FAAR) in Q4 2025, closing a stake of 92 shares — an estimated $2.8K sold.

Rockefeller Capital Management first reported a position in FAAR in Q3 2021 and held it in 10 quarters. The position peaked at $4.59M in Q3 2022. 67 funds tracked by Wall St. Rank hold FAAR as of Q4 2025.

Rockefeller Capital Management reported no remaining First Trust Alternative Absolute Return Strategy ETF position as of Q4 2025 after selling out during the quarter.
Rockefeller Capital Management sold 92 First Trust Alternative Absolute Return Strategy ETF shares in Q4 2025, an estimated $2.8K.
Rockefeller Capital Management first reported a position in First Trust Alternative Absolute Return Strategy ETF in Q3 2021 and held it in 10 quarters.
Rockefeller Capital Management's First Trust Alternative Absolute Return Strategy ETF position peaked at $4.59M in Q3 2022.
67 funds tracked by Wall St. Rank held First Trust Alternative Absolute Return Strategy ETF as of Q4 2025.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.