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First Trust Alternative Absolute Return Strategy ETF

81 hedge funds and large institutions have $137M invested in First Trust Alternative Absolute Return Strategy ETF in 2023 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 44 increasing their positions, 27 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 27

0.11% more ownership

Funds ownership: 76.53%76.63% (+0.11%)

7% less capital invested

Capital invested by funds: $147M → $137M (-$9.7M)

8% less funds holding

Funds holding: 8881 (-7)

33% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 12

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $2.8M

Holders
81
Holders Change
-7
Holders Change %
-7.95%
% of All Funds
1.27%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
8
Increased
44
Reduced
27
Closed
12
Calls
Puts
$2.8M
Net Calls
-$2.8M
Net Calls Change
-$2.8M
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$20.2M +$1.54M +53,256 +8%
LPL Financial
2
LPL Financial
California
$12.4M -$5.29M -182,732 -29%
Osaic Holdings
3
Osaic Holdings
Arizona
$10.3M +$2.13M +73,691 +25%
AWM
4
AE Wealth Management
Kansas
$10.1M +$715K +24,689 +7%
Jane Street
5
Jane Street
New York
$6.03M +$5.37M +185,283 +639%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$5.54M +$277K +9,567 +5%
CAN
7
Cetera Advisor Networks
California
$5.1M +$61.5K +2,122 +1%
CAPTRUST Financial Advisors
8
CAPTRUST Financial Advisors
North Carolina
$4.36M +$4.48M +154,813 New
HighTower Advisors
9
HighTower Advisors
Illinois
$4.2M +$585K +20,195 +16%
PFS
10
Prospera Financial Services
Texas
$3.52M +$178K +6,147 +5%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$3.52M +$126K +4,334 +4%
AAS
12
Avantax Advisory Services
Texas
$3.46M +$63.6K +2,197 +2%
Mercer Global Advisors
13
Mercer Global Advisors
Colorado
$3.2M -$3.09M -106,704 -48%
KAS
14
Kestra Advisory Services
Texas
$3.19M -$6.12M -211,364 -65%
AWA
15
Authentikos Wealth Advisory
California
$3.03M -$57.4K -1,981 -2%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$2.43M +$53K +1,830 +2%
IA
17
IFP Advisors
Florida
$2.07M -$47.1K -1,628 -2%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.88M +$569K +19,661 +42%
KPWS
19
Kestra Private Wealth Services
Texas
$1.85M +$599K +20,677 +46%
AFP
20
Ausdal Financial Partners
Iowa
$1.78M -$175K -6,044 -9%
AWM
21
Apollon Wealth Management
South Carolina
$1.76M +$1.81M +62,615 New
AWS
22
Atria Wealth Solutions
New York
$1.71M -$322K -11,105 -15%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.29M +$386K +13,338 +41%
OMC
24
Old Mission Capital
Illinois
$1.23M +$752K +25,975 +148%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$1.22M +$1.26M +43,401 New

FAAR Hedge Fund Activity: Q2 2023 in Review

81 of the 6,370 institutional investors tracked by Wall St. Rank reported a position in First Trust Alternative Absolute Return Strategy ETF (FAAR) for Q2 2023, worth a combined $137M — down 6.6% from $147M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FAAR and 8 opened new positions — a net loss of 4 holders — while 27 trimmed existing stakes and 44 added.

The largest buyer was Jane Street, adding an estimated $5.37M. The largest seller was Kestra Advisory Services, cutting an estimated $6.12M.

  • 81 institutional investors held First Trust Alternative Absolute Return Strategy ETF (FAAR) as of Q2 2023, down from 88 in Q1 2023.
  • Funds reported $137M of First Trust Alternative Absolute Return Strategy ETF stock for Q2 2023, down 6.6% quarter-over-quarter.
  • 8 funds opened new First Trust Alternative Absolute Return Strategy ETF positions in Q2 2023 and 12 closed out, a net change of -4 holders.
  • The largest First Trust Alternative Absolute Return Strategy ETF buyer in Q2 2023 was Jane Street, an estimated $5.37M added.
  • The largest First Trust Alternative Absolute Return Strategy ETF seller in Q2 2023 was Kestra Advisory Services, an estimated $6.12M sold.

Based on aggregated 13F filings for Q2 2023.