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First Trust Alternative Absolute Return Strategy ETF

23 hedge funds and large institutions have $9.93M invested in First Trust Alternative Absolute Return Strategy ETF in 2018 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

233% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 3

35% more funds holding

Funds holding: 1723 (+6)

27.06% less ownership

Funds ownership: 80.65%53.59% (-27%)

45% less capital invested

Capital invested by funds: $18.1M → $9.93M (-$8.16M)

Holders
23
Holders Change
+6
Holders Change %
+35.29%
% of All Funds
0.51%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
10
Reduced
3
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$2.59M +$1.29M +47,519 +95%
LPL Financial
2
LPL Financial
California
$1.21M +$455K +16,718 +58%
AT
3
Arden Trust
Delaware
$1.16M +$774K +28,463 +186%
Jane Street
4
Jane Street
New York
$1.07M +$1.1M +40,546 New
VF
5
Virtu Financial
New York
$692K -$209K -7,679 -23%
MIAN
6
Mariner Independent Advisor Network
Kansas
$490K +$506K +18,587 New
RA
7
RFG Advisory
Alabama
$480K +$49.5K +1,819 +11%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$438K +$243K +8,942 +118%
FAAS
9
First Allied Advisory Services
California
$382K +$2.58K +95 +0.7%
CAN
10
Cetera Advisor Networks
California
$328K +$91.5K +3,363 +38%
IA
11
IFP Advisors
Florida
$278K +$17.1K +628 +6%
CFGS
12
Concourse Financial Group Securities
Alabama
$247K +$163K +5,990 +178%
IWM
13
IHT Wealth Management
Illinois
$207K +$213K +7,830 New
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$178K +$181K +6,656 +9,118%
AG
15
Advisor Group
Arizona
$63K -$17.2K -632 -21%
AIC
16
Ameritas Investment Company
Nebraska
$51K +$52.4K +1,925 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$24K -$979 -36 -4%
MOS
18
MGO One Seven
Ohio
$20K +$20.8K +765 New
Fifth Third Bancorp
19
Fifth Third Bancorp
Ohio
$12K
FGC
20
Financial Gravity Companies
Texas
$4K +$3.59K +132 New
CIAS
21
Capital Investment Advisory Services
North Carolina
$2K +$1.69K +62 New
TRCT
22
Tower Research Capital (TRC)
New York
$2K +$2.01K +74 New
NFG
23
Next Financial Group
Texas
$2K +$2.18K +80 New
CWM
24
Cornerstone Wealth Management
Missouri
-$11.8M -347,022 Closed
SS
25
Simplicity Solutions
Minnesota
-$696K -24,082 Closed

FAAR Hedge Fund Activity: Q4 2018 in Review

23 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in First Trust Alternative Absolute Return Strategy ETF (FAAR) for Q4 2018, worth a combined $9.93M — down 45% from $18.1M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FAAR positions and 2 closed out — a net gain of 7 holders — while 10 added to existing stakes and 3 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $1.29M. The largest seller was Cornerstone Wealth Management, exiting entirely with an estimated $11.8M sold.

  • 23 institutional investors held First Trust Alternative Absolute Return Strategy ETF (FAAR) as of Q4 2018, up from 17 in Q3 2018.
  • Funds reported $9.93M of First Trust Alternative Absolute Return Strategy ETF stock for Q4 2018, down 45% quarter-over-quarter.
  • 9 funds opened new First Trust Alternative Absolute Return Strategy ETF positions in Q4 2018 and 2 closed out, a net change of +7 holders.
  • The largest First Trust Alternative Absolute Return Strategy ETF buyer in Q4 2018 was Envestnet Asset Management, an estimated $1.29M added.
  • The largest First Trust Alternative Absolute Return Strategy ETF seller in Q4 2018 was Cornerstone Wealth Management, an estimated $11.8M sold.

Based on aggregated 13F filings for Q4 2018.