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First Trust Alternative Absolute Return Strategy ETF

31 hedge funds and large institutions have $25.1M invested in First Trust Alternative Absolute Return Strategy ETF in 2020 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 6

28% more capital invested

Capital invested by funds: $19.5M → $25.1M (+$5.53M)

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

3% more funds holding

Funds holding: 3031 (+1)

15.12% less ownership

Funds ownership: 81.18%66.06% (-15%)

Holders
31
Holders Change
+1
Holders Change %
+3.33%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
14
Reduced
6
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$8.5M +$453K +17,633 +6%
LPL Financial
2
LPL Financial
California
$2.65M +$249K +9,687 +11%
Osaic Holdings
3
Osaic Holdings
Arizona
$2.54M +$877K +34,179 +54%
AAS
4
Avantax Advisory Services
Texas
$2.32M +$1.42M +55,420 +168%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.29M +$1.08M +41,910 +551%
IA
6
IFP Advisors
Florida
$1.09M +$1.06M +41,249 +6,075%
RA
7
RFG Advisory
Alabama
$1.01M +$114K +4,449 +13%
Jane Street
8
Jane Street
New York
$686K +$673K +26,220 New
SS
9
Simplicity Solutions
Minnesota
$550K -$71.7K -2,794 -12%
SPC
10
Sigma Planning Corp
Michigan
$466K +$457K +17,813 New
CFGS
11
Concourse Financial Group Securities
Alabama
$385K -$17.6K -686 -4%
AWM
12
AE Wealth Management
Kansas
$381K +$20.2K +787 +6%
SCA
13
Snowden Capital Advisors
New York
$344K -$1.82K -71 -0.5%
FAAS
14
First Allied Advisory Services
California
$342K -$39.4K -1,536 -11%
CAM
15
Concorde Asset Management
Michigan
$340K -$2.8K -109 -0.8%
MA
16
Mutual Advisors
Nebraska
$338K +$86.2K +3,360 +35%
RJA
17
Raymond James & Associates
Florida
$302K +$82.4K +3,210 +38%
HF
18
HRT Financial
New York
$298K +$292K +11,394 New
IAIM
19
International Assets Investment Management
Florida
$281K -$43.6K -1,700 -14%
WCFA
20
Walkner Condon Financial Advisors
Wisconsin
$263K +$258K +10,062 New
BFEC
21
Benjamin F. Edwards & Company
Missouri
$232K +$49.7K +1,937 +28%
CAN
22
Cetera Advisor Networks
California
$176K +$173K +6,737 New
SFS
23
Sowell Financial Services
Arkansas
$173K +$23.3K +906 +16%
UBS Group
24
UBS Group
Switzerland
$23K +$22.6K +881 New
AF
25
Allworth Financial
California
$16K

FAAR Hedge Fund Activity: Q2 2020 in Review

31 of the 4,878 institutional investors tracked by Wall St. Rank reported a position in First Trust Alternative Absolute Return Strategy ETF (FAAR) for Q2 2020, worth a combined $25.1M — up 28% from $19.5M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FAAR positions and 6 closed out — a net gain of 1 holder — while 14 added to existing stakes and 6 trimmed.

The largest buyer was Avantax Advisory Services, adding an estimated $1.42M. The largest seller was Synovus Financial, exiting entirely with an estimated $1.88M sold.

  • 31 institutional investors held First Trust Alternative Absolute Return Strategy ETF (FAAR) as of Q2 2020, up from 30 in Q1 2020.
  • Funds reported $25.1M of First Trust Alternative Absolute Return Strategy ETF stock for Q2 2020, up 28% quarter-over-quarter.
  • 7 funds opened new First Trust Alternative Absolute Return Strategy ETF positions in Q2 2020 and 6 closed out, a net change of +1 holder.
  • The largest First Trust Alternative Absolute Return Strategy ETF buyer in Q2 2020 was Avantax Advisory Services, an estimated $1.42M added.
  • The largest First Trust Alternative Absolute Return Strategy ETF seller in Q2 2020 was Synovus Financial, an estimated $1.88M sold.

Based on aggregated 13F filings for Q2 2020.