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First Trust Alternative Absolute Return Strategy ETF

26 hedge funds and large institutions have $13.7M invested in First Trust Alternative Absolute Return Strategy ETF in 2019 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 3 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 3

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

38% more capital invested

Capital invested by funds: $9.93M → $13.7M (+$3.74M)

13% more funds holding

Funds holding: 2326 (+3)

2.38% less ownership

Funds ownership: 53.59%51.21% (-2.4%)

Holders
26
Holders Change
+3
Holders Change %
+13.04%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
12
Reduced
3
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$3.58M +$963K +36,172 +37%
LPL Financial
2
LPL Financial
California
$2.48M +$1.26M +47,325 +104%
AT
3
Arden Trust
Delaware
$1.27M +$103K +3,855 +9%
Jane Street
4
Jane Street
New York
$878K -$204K -7,669 -19%
IA
5
IFP Advisors
Florida
$744K +$462K +17,340 +165%
RA
6
RFG Advisory
Alabama
$638K +$152K +5,691 +31%
CAN
7
Cetera Advisor Networks
California
$626K +$297K +11,151 +91%
MIAN
8
Mariner Independent Advisor Network
Kansas
$544K +$47.6K +1,788 +10%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$469K +$28.3K +1,064 +6%
FAAS
10
First Allied Advisory Services
California
$361K -$24.1K -906 -6%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$337K +$157K +5,896 +88%
CFGS
12
Concourse Financial Group Securities
Alabama
$319K +$69.1K +2,594 +28%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$261K +$260K +9,755 New
IWM
14
IHT Wealth Management
Illinois
$244K +$35.1K +1,319 +17%
SCA
15
Snowden Capital Advisors
New York
$211K +$210K +7,888 New
VAG
16
VisionPoint Advisory Group
Texas
$208K +$208K +7,796 New
FAIM
17
Financial Advocates Investment Management
Washington
$206K +$206K +7,721 New
AG
18
Advisor Group
Arizona
$121K +$57.4K +2,157 +90%
PGA
19
Premia Global Advisors
Florida
$96K +$96.7K +3,631 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$24K -$746 -28 -3%
APA
21
American Portfolios Advisors
New York
$16.7K +$16.7K +626 New
Fifth Third Bancorp
22
Fifth Third Bancorp
Ohio
$12K
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
$12K +$10.8K +404 New
LFG
24
LifePlan Financial Group
Ohio
$12K +$11.6K +436 New
FGAM
25
Financial Gravity Asset Management
Texas
$4K +$3.52K +132 New

FAAR Hedge Fund Activity: Q1 2019 in Review

26 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in First Trust Alternative Absolute Return Strategy ETF (FAAR) for Q1 2019, worth a combined $13.7M — up 38% from $9.93M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FAAR positions and 5 closed out — a net gain of 4 holders — while 12 added to existing stakes and 3 trimmed.

The largest buyer was LPL Financial, adding an estimated $1.26M. The largest seller was Virtu Financial, exiting entirely with an estimated $692K sold.

  • 26 institutional investors held First Trust Alternative Absolute Return Strategy ETF (FAAR) as of Q1 2019, up from 23 in Q4 2018.
  • Funds reported $13.7M of First Trust Alternative Absolute Return Strategy ETF stock for Q1 2019, up 38% quarter-over-quarter.
  • 9 funds opened new First Trust Alternative Absolute Return Strategy ETF positions in Q1 2019 and 5 closed out, a net change of +4 holders.
  • The largest First Trust Alternative Absolute Return Strategy ETF buyer in Q1 2019 was LPL Financial, an estimated $1.26M added.
  • The largest First Trust Alternative Absolute Return Strategy ETF seller in Q1 2019 was Virtu Financial, an estimated $692K sold.

Based on aggregated 13F filings for Q1 2019.