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First Trust Alternative Absolute Return Strategy ETF

41 hedge funds and large institutions have $44.1M invested in First Trust Alternative Absolute Return Strategy ETF in 2020 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 3

217% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 6

32% more capital invested

Capital invested by funds: $33.4M → $44.1M (+$10.7M)

24% more funds holding

Funds holding: 3341 (+8)

7.35% more ownership

Funds ownership: 69.64%76.99% (+7.3%)

Holders
41
Holders Change
+8
Holders Change %
+24.24%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
19
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$10.3M +$883K +32,834 +10%
AW
2
ACG Wealth
Georgia
$5.09M +$570K +21,195 +13%
LPL Financial
3
LPL Financial
California
$3.74M +$132K +4,926 +4%
Osaic Holdings
4
Osaic Holdings
Arizona
$3.73M +$753K +27,997 +26%
AAS
5
Avantax Advisory Services
Texas
$2.98M +$296K +11,022 +11%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.61M -$175K -6,527 -10%
AFP
7
Ausdal Financial Partners
Iowa
$1.59M +$1.57M +58,429 New
AWA
8
Arkadios Wealth Advisors
Georgia
$1.5M +$1.45M +53,990 +5,459%
IA
9
IFP Advisors
Florida
$1.45M +$167K +6,201 +13%
KPWS
10
Kestra Private Wealth Services
Texas
$1.26M -$85.8K -3,190 -6%
BRWM
11
B. Riley Wealth Management
Tennessee
$1.12M +$1.1M +40,901 New
CAS
12
Coppell Advisory Solutions
Texas
$1.01M +$999K +37,145 New
PFA
13
Pinnacle Family Advisors
Missouri
$947K +$933K +34,706 New
Jane Street
14
Jane Street
New York
$888K +$875K +32,553 New
SPC
15
Sigma Planning Corp
Michigan
$772K -$22.7K -844 -3%
SS
16
Simplicity Solutions
Minnesota
$652K +$56.6K +2,104 +10%
RA
17
RFG Advisory
Alabama
$536K -$509K -18,933 -49%
FTUS
18
Flow Traders U.S.
New York
$479K +$472K +17,570 New
CFGS
19
Concourse Financial Group Securities
Alabama
$474K +$25.6K +954 +6%
CAM
20
Concorde Asset Management
Michigan
$416K +$64.5K +2,399 +19%
AWM
21
AE Wealth Management
Kansas
$407K +$36.3K +1,351 +10%
MA
22
Mutual Advisors
Nebraska
$397K +$22K +817 +6%
RJA
23
Raymond James & Associates
Florida
$392K +$19K +705 +5%
SCA
24
Snowden Capital Advisors
New York
$358K -$7.53K -280 -2%
WCFA
25
Walkner Condon Financial Advisors
Wisconsin
$309K +$15.1K +561 +5%

FAAR Hedge Fund Activity: Q4 2020 in Review

41 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in First Trust Alternative Absolute Return Strategy ETF (FAAR) for Q4 2020, worth a combined $44.1M — up 32% from $33.4M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FAAR positions and 3 closed out — a net gain of 10 holders — while 19 added to existing stakes and 6 trimmed.

The largest buyer was Ausdal Financial Partners, opening a new position worth an estimated $1.57M. The largest seller was HRT Financial, exiting entirely with an estimated $637K sold.

  • 41 institutional investors held First Trust Alternative Absolute Return Strategy ETF (FAAR) as of Q4 2020, up from 33 in Q3 2020.
  • Funds reported $44.1M of First Trust Alternative Absolute Return Strategy ETF stock for Q4 2020, up 32% quarter-over-quarter.
  • 13 funds opened new First Trust Alternative Absolute Return Strategy ETF positions in Q4 2020 and 3 closed out, a net change of +10 holders.
  • The largest First Trust Alternative Absolute Return Strategy ETF buyer in Q4 2020 was Ausdal Financial Partners, an estimated $1.57M added.
  • The largest First Trust Alternative Absolute Return Strategy ETF seller in Q4 2020 was HRT Financial, an estimated $637K sold.

Based on aggregated 13F filings for Q4 2020.