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First Trust Alternative Absolute Return Strategy ETF

77 hedge funds and large institutions have $161M invested in First Trust Alternative Absolute Return Strategy ETF in 2022 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 29 increasing their positions, 28 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more capital invested

Capital invested by funds: $139M → $161M (+$22.1M)

15% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 13

7.09% more ownership

Funds ownership: 72.87%79.96% (+7.1%)

4% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 28

1% less funds holding

Funds holding: 7877 (-1)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
77
Holders Change
-1
Holders Change %
-1.28%
% of All Funds
1.24%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
15
Increased
29
Reduced
28
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$21M +$3.16M +101,739 +17%
LPL Financial
2
LPL Financial
California
$16.1M -$133K -4,285 -0.8%
Osaic Holdings
3
Osaic Holdings
Arizona
$10.4M +$564K +18,172 +6%
KAS
4
Kestra Advisory Services
Texas
$9.92M -$2.26M -72,908 -18%
AWM
5
AE Wealth Management
Kansas
$9.35M +$8.6M +276,923 +773%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$7.88M +$4.86M +156,421 +146%
PFS
7
Prospera Financial Services
Texas
$7.74M +$8.04M +259,047 New
Mercer Global Advisors
8
Mercer Global Advisors
Colorado
$6.9M +$7.17M +230,935 New
CAN
9
Cetera Advisor Networks
California
$6.81M +$6.73M +216,656 +1,903%
QA
10
Quantitative Advantage
Minnesota
$4.72M +$281K +9,039 +6%
IA
11
IFP Advisors
Florida
$4.66M +$274K +8,817 +6%
BHWA
12
Beacon Harbor Wealth Advisors
Virginia
$4.07M +$4.23M +136,181 New
AOG
13
Alpha Omega Group
Virginia
$3.9M +$37.4K +1,206 +0.9%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$3.79M +$1.38M +44,316 +54%
AAS
15
Avantax Advisory Services
Texas
$3.78M +$503K +16,200 +15%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$2.79M -$371K -11,937 -11%
AWS
17
Atria Wealth Solutions
New York
$2.28M -$211K -6,811 -8%
Jane Street
18
Jane Street
New York
$1.95M +$2.03M +65,300 New
CWM
19
Catalyst Wealth Management
Georgia
$1.93M +$2.01M +64,679 New
JIP
20
Jaffetilchin Investment Partners
Florida
$1.91M +$1.99M +63,959 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$1.83M -$274K -8,830 -13%
AFP
22
Ausdal Financial Partners
Iowa
$1.81M +$101K +3,259 +6%
KPWS
23
Kestra Private Wealth Services
Texas
$1.36M -$184K -5,931 -12%
SW
24
SMART Wealth
Nebraska
$1.31M +$1.36M +43,778 New
FTUS
25
Flow Traders U.S.
New York
$1.3M +$282K +9,079 +26%

FAAR Hedge Fund Activity: Q4 2022 in Review

77 of the 6,222 institutional investors tracked by Wall St. Rank reported a position in First Trust Alternative Absolute Return Strategy ETF (FAAR) for Q4 2022, worth a combined $161M — up 16% from $139M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FAAR positions and 13 closed out — a net gain of 2 holders — while 29 added to existing stakes and 28 trimmed.

The largest buyer was AE Wealth Management, adding an estimated $8.6M. The largest seller was Allworth Financial, cutting an estimated $4.73M.

  • 77 institutional investors held First Trust Alternative Absolute Return Strategy ETF (FAAR) as of Q4 2022, down from 78 in Q3 2022.
  • Funds reported $161M of First Trust Alternative Absolute Return Strategy ETF stock for Q4 2022, up 16% quarter-over-quarter.
  • 15 funds opened new First Trust Alternative Absolute Return Strategy ETF positions in Q4 2022 and 13 closed out, a net change of +2 holders.
  • The largest First Trust Alternative Absolute Return Strategy ETF buyer in Q4 2022 was AE Wealth Management, an estimated $8.6M added.
  • The largest First Trust Alternative Absolute Return Strategy ETF seller in Q4 2022 was Allworth Financial, an estimated $4.73M sold.

Based on aggregated 13F filings for Q4 2022.