Mariner Independent Advisor Network’s First Trust Alternative Absolute Return Strategy ETF FAAR Stock Holding History

Mariner Independent Advisor Network’s Portfolio FAAR Stock Details FAAR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-14,121	Closed	-$366K	–	363
2019 Q4	$366K	Sell	14,121 -6,262	-31%	-$164K	0.03%	338
2019 Q3	$533K	Sell	20,383 -194	-0.9%	-$5.16K	0.04%	312
2019 Q2	$549K	Buy	20,577 +202	+1%	+$5.43K	0.04%	305
2019 Q1	$544K	Buy	20,375 +1,788	+10%	+$47.6K	0.05%	294
2018 Q4	$490K	Buy	+18,587	New	+$506K	0.04%	299

Other funds holding FAAR

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Synovus Financial Columbus, Georgia $8.74B AUM 12.78% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

RFG Advisory Birmingham, Alabama $6.4B AUM 19.93% 1-Year Est. Return

AAS

Avantax Advisory Services Dallas, Texas $18.2B AUM 15.06% 1-Year Est. Return

Simplicity Solutions Minneapolis, Minnesota $3.66B AUM 23.51% 1-Year Est. Return

CFGS

Concourse Financial Group Securities Birmingham, Alabama $1.77B AUM 17.37% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

Mariner Independent Advisor Network's FAAR Position: Q1 2020 in Review

Mariner Independent Advisor Network sold out of First Trust Alternative Absolute Return Strategy ETF (FAAR) in Q1 2020, closing a stake of 14,121 shares — an estimated $366K sold.

Mariner Independent Advisor Network first reported a position in FAAR in Q4 2018 and held it in 5 quarters. The position peaked at $549K in Q2 2019. 30 funds tracked by Wall St. Rank hold FAAR as of Q1 2020.

Mariner Independent Advisor Network reported no remaining First Trust Alternative Absolute Return Strategy ETF position as of Q1 2020 after selling out during the quarter.
Mariner Independent Advisor Network sold 14,121 First Trust Alternative Absolute Return Strategy ETF shares in Q1 2020, an estimated $366K.
Mariner Independent Advisor Network first reported a position in First Trust Alternative Absolute Return Strategy ETF in Q4 2018 and held it in 5 quarters.
Mariner Independent Advisor Network's First Trust Alternative Absolute Return Strategy ETF position peaked at $549K in Q2 2019.
30 funds tracked by Wall St. Rank held First Trust Alternative Absolute Return Strategy ETF as of Q1 2020.

Based on Mariner Independent Advisor Network's 13F filing for Q1 2020, filed 5 May 2020.