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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
(+1.6%)
Cap. Flow
+$2.42B
Cap. Flow
% of AUM
4.29%
Top 10 Holdings %
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$95.5M |
| 2 |
EQT Corp
EQT
|
+$84.7M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$74.4M |
| 4 |
Amazon
AMZN
|
+$65.3M |
| 5 |
NVIDIA
NVDA
|
+$64.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
EOG Resources
EOG
|
+$65.4M |
| 2 |
Shopify
SHOP
|
+$54.9M |
| 3 |
ICICI Bank
IBN
|
+$42.8M |
| 4 |
Willis Towers Watson
WTW
|
+$37.1M |
| 5 |
Caterpillar
CAT
|
+$36.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.21% |
| 2 | Financials | 8.18% |
| 3 | Industrials | 6.8% |
| 4 | Healthcare | 5.97% |
| 5 | Communication Services | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3226
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$274M
| $55.3K | ﹤0.01% |
2,954
-185
| -6% | -$3.5K |
|
3227
Pacer Swan SOS Flex April ETF
PSFM
$25.4M
| $55.1K | ﹤0.01% |
1,700
| – | – |
|
3228
RingCentral
RNG
$4.66B
| $54.9K | ﹤0.01% |
1,476
+451
| +44% | +$14.5K |
|
|
HNGE
3229
Hinge Health
HNGE
$5.78B
| $54.8K | ﹤0.01% |
1,420
+302
| +27% | +$12.6K |
|
3230
West Bancorporation
WTBA
$478M
| $54.7K | ﹤0.01% |
2,299
+1,838
| +399% | +$43.9K |
|
3231
Franklin US Low Volatility High Dividend Index ETF
LVHD
$628M
| $54.7K | ﹤0.01% |
1,285
+7
| +0.5% | +$298 |
|
3232
Prothena Corp
PRTA
$425M
| $54.6K | ﹤0.01% |
5,613
+1,023
| +22% | +$9.38K |
|
3233
CVB Financial
CVBF
$3.94B
| $54.4K | ﹤0.01% |
2,807
+1,983
| +241% | +$39K |
|
3234
ZTO Express
ZTO
$18.3B
| $54.4K | ﹤0.01% |
2,160
+2,150
| +21,500% | +$50.4K |
|
3235
Erasca
ERAS
$6.3B
| $54.1K | ﹤0.01% |
3,342
+2,686
| +409% | +$31.7K |
|
3236
Copel
ELPC
$8.71B
| $54K | ﹤0.01% |
4,525
+3,378
| +295% | +$35.9K |
|
3237
CB Financial Services
CBFV
$186M
| $53.9K | ﹤0.01% |
1,576
| – | – |
|
3238
Compass Therapeutics
CMPX
$344M
| $53.9K | ﹤0.01% |
10,182
+8,140
| +399% | +$47K |
|
|
BGH
3239
Barings Global Short Duration High Yield Fund
BGH
$282M
| $53.7K | ﹤0.01% |
3,930
-8,000
| -67% | -$116K |
|
3240
Invesco WilderHill Clean Energy ETF
PBW
$407M
| $53.6K | ﹤0.01% |
1,697
| – | – |
|
|
KLMN
3241
Invesco MSCI North America Climate ETF
KLMN
$2.31B
| $53.4K | ﹤0.01% |
2,000
| – | – |
|
3242
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
| $53.4K | ﹤0.01% |
428
| – | – |
|
3243
iShares iBonds Dec 2030 Term Treasury ETF
IBTK
$947M
| $53.3K | ﹤0.01% |
2,701
+760
| +39% | +$15.1K |
|
3244
American Superconductor
AMSC
$1.42B
| $53.2K | ﹤0.01% |
1,573
+10
| +0.6% | +$316 |
|
3245
Shore Bancshares
SHBI
$819M
| $53.2K | ﹤0.01% |
2,846
+19
| +0.7% | +$354 |
|
3246
Saba Closed-End Funds ETF
CEFS
$425M
| $52.9K | ﹤0.01% |
2,347
+69
| +3% | +$1.59K |
|
3247
Paymentus
PAY
$4.29B
| $52.7K | ﹤0.01% |
+2,074
| New | +$54.5K |
|
3248
Hackett Group
HCKT
$270M
| $52.7K | ﹤0.01% |
4,047
+3,182
| +368% | +$50.9K |
|
3249
StoneCo
STNE
$2.77B
| $52.5K | ﹤0.01% |
3,717
+1,518
| +69% | +$23.3K |
|
3250
Archrock
AROC
$6.27B
| $52.5K | ﹤0.01% |
1,507
-6,545
| -81% | -$209K |
|
Similar funds
Rockefeller Capital Management's Q1 2026 Portfolio in Review
As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.
- Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
- Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
- Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
- Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
- Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
- Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
- Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.
Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.