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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSWO
3201
Goldman Sachs ActiveBeta World Equity ETF
GSWO
$1.72B
$57.1K ﹤0.01%
1,015
-700
-41% -$40.8K
SLDP icon
3202
Solid Power
SLDP
$463M
$57K ﹤0.01%
19,000
– –
EDIT icon
3203
Editas Medicine
EDIT
$396M
$56.9K ﹤0.01%
23,040
+78
+0.3% +$165
MGNI icon
3204
Magnite
MGNI
$2.76B
$56.8K ﹤0.01%
4,782
-3,620
-43% -$48.5K
GSJY icon
3205
Goldman Sachs ActiveBeta Japan Equity ETF
GSJY
$84.5M
$56.7K ﹤0.01%
1,166
+1,097
+1,590% +$54.7K
MMS icon
3206
Maximus
MMS
$3.17B
$56.7K ﹤0.01%
884
-775
-47% -$62.9K
MG icon
3207
Mistras Group
MG
$484M
$56.6K ﹤0.01%
3,830
– –
WCLD
3208
WisdomTree Cloud Computing Fund
WCLD
$271M
$56.6K ﹤0.01%
2,070
+664
+47% +$19.7K
SPGM icon
3209
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.72B
$56.5K ﹤0.01%
746
-217
-23% -$17K
COGT icon
3210
Cogent Biosciences
COGT
$6.65B
$56.5K ﹤0.01%
1,468
+1,143
+352% +$42.2K
HTBK
3211
DELISTED
Heritage Commerce
HTBK
$56.4K ﹤0.01%
4,520
+788
+21% +$10K
RSPM icon
3212
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$56.1K ﹤0.01%
1,452
– –
DNOW icon
3213
DNOW Inc
DNOW
$2.58B
$56.1K ﹤0.01%
4,710
+291
+7% +$3.94K
ALHC icon
3214
Alignment Healthcare
ALHC
$3.08B
$56K ﹤0.01%
3,178
+2,818
+783% +$56.6K
SLGN icon
3215
Silgan Holdings
SLGN
$4.23B
$56K ﹤0.01%
1,443
-1,231
-46% -$54K
KGS icon
3216
Kodiak Gas Services
KGS
$5.92B
$55.9K ﹤0.01%
957
-32,810
-97% -$1.59M
TRST
3217
Trustco Bank Corp NY
TRST
$970M
$55.7K ﹤0.01%
1,273
+12
+1% +$525
HOOY
3218
YieldMax HOOD Option Income Strategy ETF
HOOY
$120M
$55.7K ﹤0.01%
2,000
+1,000
+100% +$35.7K
AFBI icon
3219
Affinity Bancshares
AFBI
$140M
$55.6K ﹤0.01%
2,500
– –
ACLX
3220
DELISTED
Arcellx
ACLX
$55.6K ﹤0.01%
484
+387
+399% +$34.2K
EOT
3221
Eaton Vance National Municipal Opportunities Trust
EOT
$270M
$55.6K ﹤0.01%
3,245
-1,666
-34% -$29K
AVXL icon
3222
Anavex Life Sciences
AVXL
$255M
$55.5K ﹤0.01%
18,094
+10,542
+140% +$45.7K
IAG icon
3223
IAMGOLD
IAG
$8.2B
$55.5K ﹤0.01%
+2,950
New +$58.5K
SBIO icon
3224
ALPS Medical Breakthroughs ETF
SBIO
$201M
$55.3K ﹤0.01%
1,056
-59
-5% -$3K
NWE icon
3225
NorthWestern Energy
NWE
$4.23B
$55.3K ﹤0.01%
838
-442
-35% -$29.9K
127 128
129
130 131

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.