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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $65.2B
1-Year Est. Return 31.44%
This Fund
S&P 500
This Quarter Est. Return
+18.66%
1 Year Est. Return
+31.44%
3 Year Est. Return
+100.98%
5 Year Est. Return
+121.66%
10 Year Est. Return
–
AUM
$65.2B
AUM Growth
+$8.83B
Cap. Flow
+$1.57B
Cap. Flow %
2.41%
Top 10 Hldgs %
21.98%
Holding
4,913
New
231
Increased
2,022
Reduced
1,892
Closed
182

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$113M
2
LLY icon
Eli Lilly
LLY
+$56.8M
3
NVDA icon
NVIDIA
NVDA
+$48.2M
4
AMZN icon
Amazon
AMZN
+$47.4M
5
SRE icon
Sempra
SRE
+$45.7M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$88.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$84.8M
3
HLN icon
Haleon
HLN
+$46.3M
4
HON icon
Honeywell
HON
+$44.9M
5
MSFT icon
Microsoft
MSFT
+$41.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.45%
2 Technology 20.76%
3 Financials 7.88%
4 Industrials 6.94%
5 Communication Services 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROSC icon
3176
Hartford Multifactor Small Cap ETF
ROSC
$52.6M
$71K ﹤0.01%
1,268
– –
SUPN icon
3177
Supernus Pharmaceuticals
SUPN
$2.48B
$70.7K ﹤0.01%
1,520
-424
-22% -$20.4K
UDEC
3178
Innovator US Equity Ultra Buffer ETF December
UDEC
$248M
$70.6K ﹤0.01%
+1,695
New +$69.4K
TRST
3179
Trustco Bank Corp NY
TRST
$957M
$70.5K ﹤0.01%
1,284
+11
+0.9% +$546
SNDX icon
3180
Syndax Pharmaceuticals
SNDX
$1.63B
$70.1K ﹤0.01%
3,209
– –
PCT icon
3181
PureCycle Technologies
PCT
$1.01B
$70.1K ﹤0.01%
8,645
+263
+3% +$2.36K
GSWO
3182
Goldman Sachs ActiveBeta World Equity ETF
GSWO
$1.81B
$70K ﹤0.01%
1,104
+89
+9% +$5.5K
SMPL icon
3183
Simply Good Foods
SMPL
$849M
$69.9K ﹤0.01%
5,263
-1,078
-17% -$13.3K
UMH
3184
UMH Properties
UMH
$1.31B
$69.6K ﹤0.01%
4,600
– –
WOR icon
3185
Worthington Enterprises
WOR
$3.05B
$69.4K ﹤0.01%
1,291
-6
-0.5% -$334
GEF icon
3186
Greif
GEF
$4.7B
$69.4K ﹤0.01%
931
-111
-11% -$7.45K
AVT icon
3187
Avnet
AVT
$8.46B
$69.3K ﹤0.01%
780
-1
-0.1% -$82
TNK icon
3188
Teekay Tankers
TNK
$3.26B
$69.2K ﹤0.01%
1,066
+1
+0.1% +$75
AQST icon
3189
Aquestive Therapeutics
AQST
$587M
$69.1K ﹤0.01%
16,604
-2,200
-12% -$9.26K
SPWR icon
3190
SunPower Inc
SPWR
$65.6M
$68.7K ﹤0.01%
100,000
– –
JRVR icon
3191
James River Group Holdings
JRVR
$163M
$68.7K ﹤0.01%
15,611
-5,478
-26% -$27K
CGON icon
3192
CG Oncology
CGON
$5.95B
$68.5K ﹤0.01%
964
– –
BFH icon
3193
Bread Financial
BFH
$3.95B
$68.5K ﹤0.01%
632
-63
-9% -$5.66K
SPPP
3194
Sprott Physical Platinum and Palladium Trust
SPPP
$574M
$68.5K ﹤0.01%
+5,500
New +$82.6K
THNQ icon
3195
ROBO Global Artificial Intelligence ETF
THNQ
$488M
$68.4K ﹤0.01%
750
-95
-11% -$7.43K
HGLB
3196
Highland Global Allocation Fund
HGLB
$162M
$67.8K ﹤0.01%
9,012
– –
DBJP icon
3197
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$726M
$67.7K ﹤0.01%
590
– –
FMBH icon
3198
First Mid Bancshares
FMBH
$1.32B
$67.7K ﹤0.01%
1,407
-63
-4% -$2.78K
EMQQ icon
3199
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$235M
$67.5K ﹤0.01%
2,161
-1,506
-41% -$49.7K
GSAT icon
3200
Globalstar
GSAT
$10.7B
$67.4K ﹤0.01%
829
-50
-6% -$4.02K
126 127
128
129 130

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Rockefeller Capital Management's Q2 2026 Portfolio in Review

As of Q2 2026, Rockefeller Capital Management held 4,913 positions worth $65.2B, up 16% from $56.4B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q2 2026 filing shows 231 new, 2,022 increased, 1,892 reduced and 182 closed positions. Its largest new stake was Honeywell Aerospace: 194,766 shares worth $43.1M. The largest sale was Salesforce, an estimated $88.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 38% a quarter earlier, followed by Technology and Financials.

  • Rockefeller Capital Management's largest Q2 2026 buy was Honeywell Aerospace: 194,766 shares worth $43.1M.
  • Rockefeller Capital Management added most to Apple in Q2 2026, an estimated $113M increase.
  • Rockefeller Capital Management's biggest Q2 2026 reduction was Salesforce, cutting an estimated $88.8M.
  • Rockefeller Capital Management fully exited Coterra Energy in Q2 2026, selling an estimated $7.46M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $65.2B portfolio in Q2 2026.
  • Rockefeller Capital Management opened 231 new positions and closed 182 in Q2 2026.
  • Rockefeller Capital Management's portfolio value rose 16% quarter-over-quarter to $65.2B.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.