Rockefeller Capital Management’s Barings Global Short Duration High Yield Fund BGH Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$53.7K	Sell	3,930 -8,000	-67%	-$116K	﹤0.01%	3239
2025 Q4	$179K	Hold	11,930	–	–	﹤0.01%	2431
2025 Q3	$184K	Buy	+11,930	New	+$192K	﹤0.01%	2270
2023 Q3	–	Sell	-7,800	Closed	-$102K	–	1517
2023 Q2	$102K	Buy	+7,800	New	+$102K	﹤0.01%	1779
2023 Q1	–	Sell	-7,800	Closed	-$98K	–	2170
2022 Q4	$98K	Hold	7,800	–	–	﹤0.01%	2031
2022 Q3	$95K	Buy	7,800 +2,800	+56%	+$37.6K	﹤0.01%	2018
2022 Q2	$65K	Hold	5,000	–	–	﹤0.01%	2168
2022 Q1	$77K	Hold	5,000	–	–	﹤0.01%	2097
2021 Q4	$86K	Hold	5,000	–	–	﹤0.01%	2000
2021 Q3	$85K	Hold	5,000	–	–	﹤0.01%	1923
2021 Q2	$85K	Hold	5,000	–	–	﹤0.01%	1862
2021 Q1	$80K	Hold	5,000	–	–	﹤0.01%	1700
2020 Q4	$75K	Buy	5,000 +2,000	+67%	+$27.9K	﹤0.01%	1546
2020 Q3	$39K	Hold	3,000	–	–	﹤0.01%	1577
2020 Q2	$38K	Buy	3,000 +1,000	+50%	+$11.6K	﹤0.01%	1480
2020 Q1	$22K	Buy	2,000 +500	+33%	+$8.01K	﹤0.01%	1475
2019 Q4	$26K	Buy	+1,500	New	+$25.6K	﹤0.01%	1311