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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWRE icon
5276
Aware
AWRE
$26M
$0 ﹤0.01%
3
-247
-99% -$769
FABC
5277
Fabric.AI Inc
FABC
$16.6M
– –
0
– –
AYTU icon
5278
AYTU BioPharma
AYTU
$23.9M
– –
0
– –
BBAR icon
5279
BBVA Argentina
BBAR
$3.87B
$0 ﹤0.01%
15
– –
BBRE icon
5280
JPMorgan BetaBuilders MSCI US REIT ETF
BBRE
$1.27B
– –
-1,707
Closed -$154K
BBW icon
5281
Build-A-Bear
BBW
$425M
$0 ﹤0.01%
100
– –
BFIN
5282
DELISTED
BankFinancial
BFIN
$0 ﹤0.01%
10
– –
BLBD icon
5283
Blue Bird Corp
BLBD
$2.35B
$0 ﹤0.01%
7
– –
BLNK icon
5284
Blink Charging
BLNK
$74.3M
– –
-2,072
Closed -$5K
BLRX
5285
BioLineRX
BLRX
$12.3M
$0 ﹤0.01%
3
– –
BNO icon
5286
United States Brent Oil Fund
BNO
$781M
– –
-3,000
Closed -$54K
BW icon
5287
Babcock & Wilcox
BW
$1.39B
$0 ﹤0.01%
2
-61
-97% -$238
CAPR icon
5288
Capricor Therapeutics
CAPR
$223M
$0 ﹤0.01%
270
– –
CELH icon
5289
Celsius Holdings
CELH
$7.47B
– –
-1,593
Closed -$2K
CELG.RT
5290
Bristol-Myers Squibb Rights
CELG.RT
$191M
$0 ﹤0.01%
+19
New +$8
MBAI
5291
Check-Cap
MBAI
$8.19M
$0 ﹤0.01%
8
-15
-65% -$498
CHMG icon
5292
Chemung Financial Corp
CHMG
$393M
$0 ﹤0.01%
2
– –
CIA icon
5293
Citizens
CIA
$239M
$0 ﹤0.01%
11
– –
CIVI
5294
DELISTED
Civitas Resources
CIVI
$0 ﹤0.01%
3
-26
-90% -$514
CLAR icon
5295
Clarus
CLAR
$123M
$0 ﹤0.01%
10
– –
CLIX icon
5296
ProShares Long Online/Short Stores ETF
CLIX
$7.48M
$0 ﹤0.01%
50
-25
-33% -$1.2K
CLMB icon
5297
Climb Global Solutions
CLMB
$500M
$0 ﹤0.01%
52
– –
CLPR
5298
Clipper Realty
CLPR
$45.2M
$0 ﹤0.01%
38
– –
CMCT
5299
Creative Media & Community Trust
CMCT
$10.3M
– –
0
– –
CODA icon
5300
Coda Octopus Group
CODA
$114M
$0 ﹤0.01%
10
– –
210 211
212
213 214

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.