LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$577M
2
+$131M
3
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

1
+$49.5M
2
+$48.3M
3
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALDR
5276
DELISTED
Alder Biopharmaceuticals
ALDR
– –
-2,866
MAMS
5277
DELISTED
MAM Software Group Inc. New
MAMS
– –
-17
ISCA
5278
DELISTED
International Speedway Corp
ISCA
– –
-4,424
YMLI
5279
DELISTED
VanEck Vectors High Income Infrastructure MLP ETF
YMLI
– –
-2,016
NCI
5280
DELISTED
Navigant Consulting, Inc.
NCI
– –
-165
TYPE
5281
DELISTED
Monotype Imaging Holdings Inc.
TYPE
– –
-587
CTWS
5282
DELISTED
Connecticut Water Service Inc
CTWS
– –
-3,918
ROX
5283
DELISTED
Castle Brands, Inc.
ROX
– –
-1,000
CBLK
5284
DELISTED
Carbon Black, Inc. Common Stock
CBLK
– –
0
VSM
5285
DELISTED
Versum Materials, Inc.
VSM
– –
-1,630
FNG
5286
DELISTED
AdvisorShares New Tech and Media ETF
FNG
– –
-1,287
AABA
5287
DELISTED
Altaba Inc
AABA
– –
-12,018
BID
5288
DELISTED
Sotheby's
BID
– –
-228
EGI
5289
DELISTED
Entre Resources Ltd. Common Shares
EGI
– –
-11,200
DHXM
5290
DELISTED
DHX Media Ltd. Common Voting and Variable Voting Shares
DHXM
– –
-290
NVIV
5291
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
– –
0
CEI
5292
DELISTED
Camber Energy, Inc
CEI
– –
0
DRYS
5293
DELISTED
DryShips Inc. Common Stock
DRYS
– –
-4
NYNY
5294
DELISTED
Empire Resorts, Inc.
NYNY
– –
-47
OHAI
5295
DELISTED
OHA Investment Corporation
OHAI
– –
-194,967
ARC
5296
DELISTED
ARC Document Solutions, Inc.
ARC
$0 ﹤0.01%
+100
VIA
5297
DELISTED
Viacom Inc. Class A
VIA
– –
-254
ASHX
5298
DELISTED
Xtrackers MSCI China A Inclusion Equity ETF
ASHX
$0 ﹤0.01%
+21
YELL
5299
DELISTED
Yellow Corporation Common Stock
YELL
$0 ﹤0.01%
100
UBOH
5300
DELISTED
United Bancshares Inc/OH
UBOH
$0 ﹤0.01%
6
210 211
212
213 214