Ladenburg Thalmann Financial Services’s Aware AWRE Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio AWRE Stock Details AWRE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$0	Sell	3 -247	-99%	-$769	﹤0.01%	5318
2019 Q3	$1K	Hold	250	–	–	﹤0.01%	5076
2019 Q2	$1K	Hold	250	–	–	﹤0.01%	5069
2019 Q1	$1K	Hold	250	–	–	﹤0.01%	5037
2018 Q4	$1K	Hold	250	–	–	﹤0.01%	5001
2018 Q3	$1K	Sell	250 -8,000	-97%	-$29.9K	﹤0.01%	4963
2018 Q2	$34K	Hold	8,250	–	–	﹤0.01%	3516
2018 Q1	$34K	Hold	8,250	–	–	﹤0.01%	3516
2017 Q4	$37K	Hold	8,250	–	–	﹤0.01%	3418
2017 Q3	$38K	Buy	8,250 +6,250	+313%	+$30.3K	﹤0.01%	3288
2017 Q2	$10K	Hold	2,000	–	–	﹤0.01%	3993
2017 Q1	$9K	Hold	2,000	–	–	﹤0.01%	4032
2016 Q4	$12K	Hold	2,000	–	–	﹤0.01%	3765
2016 Q3	$11K	Hold	2,000	–	–	﹤0.01%	3746
2016 Q2	$9K	Buy	+2,000	New	+$8.24K	﹤0.01%	3818
2014 Q2	–	Sell	-1,000	Closed	-$6K	–	3880
2014 Q1	$6K	Sell	1,000 -4,500	-82%	-$27.3K	﹤0.01%	3176
2013 Q4	$34K	Buy	5,500 +3,500	+175%	+$19.7K	﹤0.01%	2179
2013 Q3	$11K	Hold	2,000	–	–	﹤0.01%	2790
2013 Q2	$10K	Buy	+2,000	New	+$10K	﹤0.01%	2713

Other funds holding AWRE

DCM

DG Capital Management New York $326M AUM 39.67% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

ACP

Ashfield Capital Partners San Francisco, California $1.19B AUM 14.56% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BCM

Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Ladenburg Thalmann Financial Services's AWRE Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Aware (AWRE) stake by 99% in Q4 2019, selling an estimated $769 and leaving 3 shares worth $0. The position accounts for ﹤0.01% of the portfolio, ranked #5318.

Ladenburg Thalmann Financial Services first reported a position in AWRE in Q2 2013 and has held it in 19 quarters since. The position peaked at $38K in Q3 2017. 27 funds tracked by Wall St. Rank hold AWRE as of Q4 2019.

Ladenburg Thalmann Financial Services held 3 shares of Aware worth $0 as of Q4 2019.
Ladenburg Thalmann Financial Services sold 247 Aware shares in Q4 2019, an estimated $769.
Aware made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #5318 holding.
Ladenburg Thalmann Financial Services first reported a position in Aware in Q2 2013 and has held it in 19 quarters since.
Ladenburg Thalmann Financial Services's Aware position peaked at $38K in Q3 2017.
27 funds tracked by Wall St. Rank held Aware as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.