LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$134M
2
+$65.9M
3
+$55.3M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$45.1M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$42.8M

Top Sells

1
+$50.5M
2
+$49.4M
3
+$39.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$29.2M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.2M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZN
5326
DELISTED
Zion Oil & Gas, Inc.
ZN
$0 ﹤0.01%
1,000
DZSI
5327
DELISTED
DZS Inc. Common Stock
DZSI
$0 ﹤0.01%
13
-40
TTPH
5328
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$0 ﹤0.01%
150
FNJN
5329
DELISTED
Finjan Holdings, Inc.
FNJN
– –
-2,000
SDI
5330
DELISTED
Standard Diversified Inc. Class A Common Stock
SDI
$0 ﹤0.01%
4
SDRL
5331
DELISTED
Seadrill Limited Common Stock
SDRL
$0 ﹤0.01%
23
-2
TUES
5332
DELISTED
Tuesday Morning Corp
TUES
– –
-1,050
AKRX
5333
DELISTED
Akorn Inc
AKRX
$0 ﹤0.01%
320
LKSD
5334
DELISTED
LSC Communications, Inc.
LKSD
– –
-183
CARB
5335
DELISTED
Carbonite Inc
CARB
– –
-10,272
EFBI
5336
DELISTED
Eagle Financial Bancorp, Inc. Common Stock
EFBI
– –
-35,000
CRZO
5337
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-3,745
CRR
5338
DELISTED
Carbo Ceramics Inc.
CRR
– –
-893
INB
5339
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
– –
-17,315
ARTX
5340
DELISTED
Arotech Corporation
ARTX
– –
-200
ANFI
5341
DELISTED
AMIRA NATURE FOODS LTD
ANFI
– –
-9,633
ONCE
5342
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-637
BSJJ
5343
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
– –
-249,854
BSCJ
5344
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
– –
-99,000
VSI
5345
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-200
JMT
5346
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
– –
-2,843
TUZ
5347
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
– –
-14,926
ROAN
5348
DELISTED
Roan Resources, Inc.
ROAN
– –
-500
STI
5349
DELISTED
SunTrust Banks, Inc.
STI
– –
-25,984
FWP
5350
DELISTED
Forward Pharma A/S American Depositary Shares
FWP
– –
-1
212 213
214
215 216