LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$577M
2
+$131M
3
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

1
+$49.5M
2
+$48.3M
3
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDGT
5326
Ridgetech Inc
RDGT
$28.2M
$0 ﹤0.01%
1
BACK
5327
DELISTED
IMAC Holdings, Inc. Common Stock
BACK
– –
-33
PFC
5328
DELISTED
Premier Financial Corp. Common Stock
PFC
$0 ﹤0.01%
5
AUMN
5329
DELISTED
Golden Minerals Company
AUMN
$0 ﹤0.01%
6
TDW.WS
5330
DELISTED
Tidewater Inc.
TDW.WS
$0 ﹤0.01%
18
EEMD
5331
DELISTED
AAM S&P Emerging Markets High Dividend Value ETF
EEMD
$0 ﹤0.01%
+10
KA
5332
DELISTED
Kineta, Inc. Common Stock
KA
$0 ﹤0.01%
1
BTEC
5333
DELISTED
Principal Exchange-Traded Funds Principal Healthcare Innovators ETF
BTEC
– –
-450
TCON
5334
DELISTED
TRACON Pharmaceuticals, Inc. Common Stock
TCON
$0 ﹤0.01%
2
TARO
5335
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$0 ﹤0.01%
89
-7
BIOL
5336
DELISTED
Biolase, Inc.
BIOL
– –
0
KOIN
5337
DELISTED
Capital Link Global Fintech Leaders ETF
KOIN
– –
-240
OPGN
5338
DELISTED
OpGen, Inc
OPGN
– –
0
YTEN
5339
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
MTBL
5340
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$0 ﹤0.01%
133
NGE
5341
DELISTED
Global X MSCI Nigeria ETF
NGE
– –
0
CBAY
5342
DELISTED
Cymabay Therapeutics
CBAY
– –
-358
SUNW
5343
DELISTED
Sunworks, Inc.
SUNW
$0 ﹤0.01%
100
RESE
5344
DELISTED
WisdomTree Emerging Markets ESG Fund
RESE
$0 ﹤0.01%
1
SALM
5345
DELISTED
Salem Media Group, Inc. Class A Common Stock
SALM
$0 ﹤0.01%
12
NETI
5346
DELISTED
Eneti Inc.
NETI
– –
-22
CLRG
5347
DELISTED
IndexIQ ETF Trust IQ U.S. Large Cap ETF
CLRG
– –
-1,029
AENZ
5348
DELISTED
Aenza S.A.A.
AENZ
– –
0
AVID
5349
DELISTED
Avid Technology Inc
AVID
$0 ﹤0.01%
20
SCPL
5350
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$0 ﹤0.01%
2
-1
212 213
214
215 216