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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERNA icon
5326
Eterna Therapeutics
ERNA
$3.83M
– –
0
– –
ERX icon
5327
Direxion Daily Energy Bull 2X ETF
ERX
$238M
$0 ﹤0.01%
2
– –
ESEA icon
5328
Euroseas
ESEA
$557M
$0 ﹤0.01%
15
– –
EUO icon
5329
ProShares UltraShort Euro
EUO
$34.7M
$0 ﹤0.01%
+9
New +$246
EWK icon
5330
iShares MSCI Belgium ETF
EWK
$164M
$0 ﹤0.01%
4
– –
EWO icon
5331
iShares MSCI Austria ETF
EWO
$178M
$0 ﹤0.01%
5
-39
-89% -$793
EWV icon
5332
ProShares Trust UltraShort MSCI Japan
EWV
$5.7M
$0 ﹤0.01%
3
– –
EYPT icon
5333
EyePoint Inc
EYPT
$1.03B
– –
-30
Closed -$1K
EZA icon
5334
iShares MSCI South Africa ETF
EZA
$547M
– –
-48
Closed -$2K
FAZ
5335
DELISTED
Direxion Daily Financial Bear 3x ETF
FAZ
$0 ﹤0.01%
1
– –
FBRX icon
5336
Forte Biosciences
FBRX
$1.57B
– –
0
– –
FDBC icon
5337
Fidelity D&D Bancorp
FDBC
$306M
– –
-148
Closed -$9K
FMBH icon
5338
First Mid Bancshares
FMBH
$1.39B
$0 ﹤0.01%
35
-65
-65% -$2.27K
FMNB icon
5339
Farmers National Banc Corp
FMNB
$939M
$0 ﹤0.01%
16
-119
-88% -$1.81K
FN icon
5340
Fabrinet
FN
$15.6B
– –
-27
Closed -$1K
FWDI
5341
Forward Industries Inc
FWDI
$297M
$0 ﹤0.01%
+3
New +$31
FRD icon
5342
Friedman Industries
FRD
$240M
$0 ﹤0.01%
19
– –
FSTR icon
5343
Foster
FSTR
$430M
$0 ﹤0.01%
13
-1
-7% -$19
FXC icon
5344
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73.2M
– –
-200
Closed -$15K
FXF icon
5345
Invesco CurrencyShares Swiss Franc Trust
FXF
$414M
– –
-227
Closed -$21K
GAIA icon
5346
Gaia
GAIA
$46.8M
$0 ﹤0.01%
20
– –
GEG icon
5347
Great Elm Group
GEG
$67.4M
$0 ﹤0.01%
2
– –
GEVO icon
5348
Gevo
GEVO
$360M
– –
-100
Closed –
GHYB icon
5349
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$134M
$0 ﹤0.01%
50
-70
-58% -$3.45K
GLL icon
5350
ProShares UltraShort Gold
GLL
$124M
$0 ﹤0.01%
+3
New +$666
212 213
214
215 216

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.