LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$577M
2
+$131M
3
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

1
+$49.5M
2
+$48.3M
3
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTP
5301
DELISTED
Nam Tai Property Inc.
NTP
$0 ﹤0.01%
9
-61
VCF
5302
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
$0 ﹤0.01%
15
-5
SYE
5303
DELISTED
SPDR MFS Systematic Core Equity ETF of SSgA Active Trust
SYE
– –
-50
NHLD
5304
DELISTED
National Holdings Corporation
NHLD
$0 ﹤0.01%
2
GSH
5305
DELISTED
Guangshen Railway Co. Ltd
GSH
$0 ﹤0.01%
2
-447
AMU
5306
DELISTED
ETRACS Alerian MLP Index ETN
AMU
– –
-32,625
KGJI
5307
DELISTED
Kingold Jewelry Inc.
KGJI
– –
-14
BVSN
5308
DELISTED
Broadvision Inc Com
BVSN
$0 ﹤0.01%
51
-36
DRR
5309
DELISTED
Market Vectors Double Short Euro ETN
DRR
$0 ﹤0.01%
1
NIHD
5310
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$0 ﹤0.01%
121
JHD
5311
DELISTED
Nuveen High Income December 2019 Target Term Fund
JHD
– –
-49,739
CELG
5312
DELISTED
Celgene Corp
CELG
– –
-30,837
SDR
5313
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
– –
-2,500
AUO
5314
DELISTED
AU Optronics Corp
AUO
– –
-477
SVA
5315
DELISTED
Sinovac Biotech, Ltd
SVA
$0 ﹤0.01%
4
IMH
5316
DELISTED
Impac Mortgage Holdings Inc.
IMH
$0 ﹤0.01%
+50
RNWK
5317
DELISTED
RealNetworks Inc
RNWK
$0 ﹤0.01%
250
PRMW
5318
DELISTED
Primo Water Corporation
PRMW
$0 ﹤0.01%
9
-51
GAZ
5319
DELISTED
iPath Series B Bloomberg Natural Gas Total Return Sub-Index ETN
GAZ
– –
-59
GCI
5320
DELISTED
Gannett Co., Inc
GCI
– –
-28,982
SNDS
5321
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
– –
-46,581
MBIN icon
5322
Merchants Bancorp
MBIN
$1.93B
$0 ﹤0.01%
2
-13
MBOT icon
5323
Microbot Medical
MBOT
$164M
$0 ﹤0.01%
7
+1
ORKA
5324
Oruka Therapeutics
ORKA
$1.63B
– –
0
JCTC
5325
Jewett-Cameron Trading
JCTC
$6.34M
$0 ﹤0.01%
4
211 212
213
214 215