LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$134M
2
+$65.9M
3
+$55.3M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$45.1M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$42.8M

Top Sells

1
+$50.5M
2
+$49.4M
3
+$39.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$29.2M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.2M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAC
5301
DELISTED
AAC Holdings
AAC
– –
-270
SHOS
5302
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
– –
-12
ALDR
5303
DELISTED
Alder Biopharmaceuticals
ALDR
– –
-2,866
MAMS
5304
DELISTED
MAM Software Group Inc. New
MAMS
– –
-17
ISCA
5305
DELISTED
International Speedway Corp
ISCA
– –
-4,424
YMLI
5306
DELISTED
VanEck Vectors High Income Infrastructure MLP ETF
YMLI
– –
-2,016
NCI
5307
DELISTED
Navigant Consulting, Inc.
NCI
– –
-165
TYPE
5308
DELISTED
Monotype Imaging Holdings Inc.
TYPE
– –
-587
CTWS
5309
DELISTED
Connecticut Water Service Inc
CTWS
– –
-3,918
ROX
5310
DELISTED
Castle Brands, Inc.
ROX
– –
-1,000
NVLN
5311
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
– –
-116
CBLK
5312
DELISTED
Carbon Black, Inc. Common Stock
CBLK
– –
0
VSM
5313
DELISTED
Versum Materials, Inc.
VSM
– –
-1,630
FNG
5314
DELISTED
AdvisorShares New Tech and Media ETF
FNG
– –
-1,287
AABA
5315
DELISTED
Altaba Inc
AABA
– –
-12,018
DHXM
5316
DELISTED
DHX Media Ltd. Common Voting and Variable Voting Shares
DHXM
– –
-290
NVIV
5317
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
– –
0
CEI
5318
DELISTED
Camber Energy, Inc
CEI
– –
0
MACK
5319
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$0 ﹤0.01%
60
TEUM
5320
DELISTED
Pareteum Corporation
TEUM
$0 ﹤0.01%
2,160
+1,000
DRYS
5321
DELISTED
DryShips Inc. Common Stock
DRYS
– –
-4
ARC
5322
DELISTED
ARC Document Solutions, Inc.
ARC
$0 ﹤0.01%
+100
VIA
5323
DELISTED
Viacom Inc. Class A
VIA
– –
-254
UVXY icon
5324
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$406M
– –
0
VANI icon
5325
Vivani Medical
VANI
$92.6M
– –
-416
211 212
213
214 215