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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COLL icon
5301
Collegium Pharmaceutical
COLL
$1.15B
$0 ﹤0.01%
24
-2
-8% -$33
CPAC
5302
Cementos Pacasmayo
CPAC
$1.01B
$0 ﹤0.01%
1
– –
CRIS icon
5303
Curis
CRIS
$9.78M
$0 ﹤0.01%
1
– –
CRVO icon
5304
CervoMed
CRVO
$23.9M
$0 ﹤0.01%
11
– –
CSBR icon
5305
Champions Oncology
CSBR
$74.5M
$0 ﹤0.01%
12
-4
-25% -$25
CTBI icon
5306
Community Trust Bancorp
CTBI
$1.42B
$0 ﹤0.01%
1
– –
CTRN icon
5307
Citi Trends
CTRN
$555M
$0 ﹤0.01%
13
– –
CVEO icon
5308
Civeo
CVEO
$345M
$0 ﹤0.01%
13
– –
CWEB icon
5309
Direxion Daily CSI China Internet Index Bull 2X ETF
CWEB
$254M
$0 ﹤0.01%
3
-10
-77% -$2.5K
DLHC icon
5310
DLH Holdings
DLHC
$70.7M
$0 ﹤0.01%
32
– –
DOMH icon
5311
Dominari Holdings
DOMH
$57.4M
$0 ﹤0.01%
+2
New +$45
DQ
5312
Daqo New Energy
DQ
$823M
$0 ﹤0.01%
10
– –
DRD
5313
DRDGold
DRD
$1.77B
– –
-4
Closed –
DRIO icon
5314
DarioHealth
DRIO
$70.9M
$0 ﹤0.01%
4
– –
DRIV icon
5315
Global X Autonomous & Electric Vehicles ETF
DRIV
$377M
$0 ﹤0.01%
+28
New +$391
DUG icon
5316
ProShares UltraShort Energy
DUG
$20.6M
$0 ﹤0.01%
+2
New +$1.71K
DUST icon
5317
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$70.6M
– –
0
– –
EDRY icon
5318
EuroDry
EDRY
$76.6M
$0 ﹤0.01%
20
– –
EDSA icon
5319
Edesa Biotech
EDSA
$49.2M
$0 ﹤0.01%
2
– –
EDUC icon
5320
Educational Development Corp
EDUC
$11.8M
$0 ﹤0.01%
18
– –
EFOI icon
5321
Energy Focus
EFOI
$19.4M
– –
-6
Closed –
EGY icon
5322
Vaalco Energy
EGY
$570M
$0 ﹤0.01%
95
– –
EJUL icon
5323
Innovator Emerging Markets Power Buffer ETF July
EJUL
$178M
$0 ﹤0.01%
52
-248
-83% -$6.3K
EMCB icon
5324
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.5M
$0 ﹤0.01%
74
-51
-41% -$3.73K
EPIX
5325
DELISTED
ESSA Pharma
EPIX
$0 ﹤0.01%
25
– –
211 212
213
214 215

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.