LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$134M
2
+$65.9M
3
+$55.3M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$45.1M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$42.8M

Top Sells

1
+$50.5M
2
+$49.4M
3
+$39.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$29.2M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.2M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASHX
5301
DELISTED
Xtrackers MSCI China A Inclusion Equity ETF
ASHX
$0 ﹤0.01%
+21
YELL
5302
DELISTED
Yellow Corporation Common Stock
YELL
$0 ﹤0.01%
100
UBOH
5303
DELISTED
United Bancshares Inc/OH
UBOH
$0 ﹤0.01%
6
NTP
5304
DELISTED
Nam Tai Property Inc.
NTP
$0 ﹤0.01%
9
-61
VCF
5305
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
$0 ﹤0.01%
15
-5
PRTY
5306
DELISTED
Party City Holdco Inc.
PRTY
– –
-1,123
VIVE
5307
DELISTED
VIVEVE MED INC
VIVE
– –
-1
STAB
5308
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$0 ﹤0.01%
265
NH
5309
DELISTED
NantHealth, Inc
NH
– –
-2
ELOX
5310
DELISTED
Eloxx Pharmaceuticals, Inc. Common Stock
ELOX
– –
0
CFMS
5311
DELISTED
Conformis, Inc. Common Stock
CFMS
– –
-47
TMBR
5312
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
– –
-3
PZN
5313
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$0 ﹤0.01%
16
MN
5314
DELISTED
MANNING & NAPIER, INC.
MN
– –
-500
GBL
5315
DELISTED
GAMCO Investors, Inc.
GBL
– –
-39
CHNG
5316
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-1,000
USAK
5317
DELISTED
USA Truck Inc
USAK
$0 ﹤0.01%
50
ICOL
5318
DELISTED
iShares MSCI Colombia ETF
ICOL
$0 ﹤0.01%
17
DIVA
5319
DELISTED
AGFiQ Hedged Dividend Income Fund
DIVA
– –
-2,214
HSTO
5320
DELISTED
Histogen Inc. Common Stock
HSTO
– –
-1
LEJU
5321
DELISTED
Leju Holdings Limited American Depositary Shares, each representing ten (10) Ordinary Shares
LEJU
– –
-1
SFUN
5322
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$0 ﹤0.01%
20
GFED
5323
DELISTED
Guaranty Federal Bancshares In
GFED
$0 ﹤0.01%
6
MJCO
5324
DELISTED
Majesco
MJCO
$0 ﹤0.01%
18
SHLO
5325
DELISTED
Shiloh Industries Inc
SHLO
– –
-500
211 212
213
214 215