LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$134M
2
+$65.9M
3
+$55.3M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$45.1M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$42.8M

Top Sells

1
+$50.5M
2
+$49.4M
3
+$39.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$29.2M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.2M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALSK
5251
DELISTED
Alaska Communications Systems
ALSK
$1K ﹤0.01%
328
-543
DSSI
5252
DELISTED
Diamond S Shipping Inc. Common Shares
DSSI
$1K ﹤0.01%
45
NEOS
5253
DELISTED
Neos Therapeutics, Inc
NEOS
$1K ﹤0.01%
520
ARA
5254
DELISTED
American Renal Associates Holdings, Inc
ARA
$1K ﹤0.01%
100
-100
MCEP
5255
DELISTED
Mid-Con Energy Partners, LP
MCEP
$1K ﹤0.01%
138
-16
GSB
5256
DELISTED
GlobalSCAPE, Inc.
GSB
$1K ﹤0.01%
144
+132
CVIA
5257
DELISTED
Covia Holdings Corporation Common Stock
CVIA
$1K ﹤0.01%
300
PGNX
5258
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$1K ﹤0.01%
294
-1,478
JPEU
5259
DELISTED
JPMorgan Diversified Return Europe Equity ETF
JPEU
$1K ﹤0.01%
21
FG
5260
DELISTED
FGL Holdings Ordinary Shares
FG
$1K ﹤0.01%
84
-690
TSG
5261
DELISTED
The Stars Group Inc.
TSG
$1K ﹤0.01%
41
EFBI
5262
DELISTED
Eagle Financial Bancorp, Inc. Common Stock
EFBI
– –
-35,000
CRZO
5263
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-3,745
CRR
5264
DELISTED
Carbo Ceramics Inc.
CRR
– –
-893
INB
5265
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
– –
-17,315
ARTX
5266
DELISTED
Arotech Corporation
ARTX
– –
-200
ANFI
5267
DELISTED
AMIRA NATURE FOODS LTD
ANFI
– –
-9,633
ONCE
5268
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-637
BSJJ
5269
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
– –
-249,854
BSCJ
5270
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
– –
-99,000
VSI
5271
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-200
JMT
5272
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
– –
-2,843
TUZ
5273
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
– –
-14,926
ROAN
5274
DELISTED
Roan Resources, Inc.
ROAN
– –
-500
STI
5275
DELISTED
SunTrust Banks, Inc.
STI
– –
-25,984
209 210
211
212 213