LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$577M
2
+$131M
3
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

1
+$49.5M
2
+$48.3M
3
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ODT
5251
DELISTED
Odonate Therapeutics, Inc. Common Stock
ODT
$1K ﹤0.01%
47
+33
DSSI
5252
DELISTED
Diamond S Shipping Inc. Common Shares
DSSI
$1K ﹤0.01%
45
NEOS
5253
DELISTED
Neos Therapeutics, Inc
NEOS
$1K ﹤0.01%
520
ARA
5254
DELISTED
American Renal Associates Holdings, Inc
ARA
$1K ﹤0.01%
100
-100
MCEP
5255
DELISTED
Mid-Con Energy Partners, LP
MCEP
$1K ﹤0.01%
138
-16
GSB
5256
DELISTED
GlobalSCAPE, Inc.
GSB
$1K ﹤0.01%
144
+132
CVIA
5257
DELISTED
Covia Holdings Corporation Common Stock
CVIA
$1K ﹤0.01%
300
PGNX
5258
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$1K ﹤0.01%
294
-1,478
JPEU
5259
DELISTED
JPMorgan Diversified Return Europe Equity ETF
JPEU
$1K ﹤0.01%
21
FG
5260
DELISTED
FGL Holdings Ordinary Shares
FG
$1K ﹤0.01%
84
-690
TSG
5261
DELISTED
The Stars Group Inc.
TSG
$1K ﹤0.01%
41
DOVA
5262
DELISTED
Dova Pharmaceuticals, Inc. Common Stock
DOVA
– –
-2,817
DEMG
5263
DELISTED
Xtrackers FTSE Emerging Comprehensive Factor ETF
DEMG
– –
-88
DESC
5264
DELISTED
Xtrackers Russell 2000 Comprehensive Factor ETF
DESC
– –
-1,389
AREX
5265
DELISTED
Approach Resources Inc.
AREX
– –
-504
GHDX
5266
DELISTED
Genomic Health, Inc.
GHDX
– –
-2,435
BPL
5267
DELISTED
Buckeye Partners, L.P.
BPL
– –
-10,907
NRCG
5268
DELISTED
NRC Group Holdings Corp.
NRCG
– –
-400
UBNK
5269
DELISTED
United Financial Bancorp, Inc.
UBNK
– –
-10,750
OTIV
5270
DELISTED
OTI On Track Innovations Ltd
OTIV
– –
-500
CVRS
5271
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
– –
-400
MDSO
5272
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-309
RTEC
5273
DELISTED
Rudolph Technologies Inc
RTEC
– –
-814
AAC
5274
DELISTED
AAC Holdings
AAC
– –
-270
SHOS
5275
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
– –
-12
209 210
211
212 213