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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMTA
5251
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$1K ﹤0.01%
1,878
-1,204
-39% -$3.38K
ASNA
5252
DELISTED
Ascena Retail Group, Inc.
ASNA
$1K ﹤0.01%
126
-225
-64% -$1.84K
ESTE
5253
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$1K ﹤0.01%
+100
New +$470
COWN
5254
DELISTED
Cowen Inc. Class A Common Stock
COWN
$1K ﹤0.01%
53
+1
+2% +$15
IO
5255
DELISTED
ION Geophysical Corporation
IO
$1K ﹤0.01%
79
+13
+20% +$112
OIBR.C
5256
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$1K ﹤0.01%
55
-39
-41% -$43
IID
5257
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$1K ﹤0.01%
116
+2
+2% +$11
TVIX
5258
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$1K ﹤0.01%
17
– –
QIWI
5259
DELISTED
QIWI PLC
QIWI
$1K ﹤0.01%
24
-997
-98% -$19.5K
VVUS
5260
DELISTED
Vivus Inc
VVUS
$1K ﹤0.01%
245
– –
SPN
5261
DELISTED
Superior Energy Services, Inc.
SPN
$1K ﹤0.01%
+121
New +$601
ABEO icon
5262
Abeona Therapeutics
ABEO
$366M
– –
0
– –
ACHV icon
5263
Achieve Life Sciences
ACHV
$659M
– –
0
– –
ACMR icon
5264
ACM Research
ACMR
$5.42B
$0 ﹤0.01%
18
– –
ACTG icon
5265
Acacia Research
ACTG
$428M
$0 ﹤0.01%
148
– –
ADTN icon
5266
Adtran
ADTN
$689M
$0 ﹤0.01%
42
-44
-51% -$419
AEMD icon
5267
Aethlon Medical
AEMD
$1.75M
– –
0
– –
ALT icon
5268
Altimmune
ALT
$552M
$0 ﹤0.01%
1
– –
AMR icon
5269
Alpha Metallurgical Resources
AMR
$1.74B
$0 ﹤0.01%
8
– –
BNBX
5270
DELISTED
BNB PLUS CORP
BNBX
– –
0
– –
ARMP icon
5271
Armata Pharmaceuticals
ARMP
$167M
$0 ﹤0.01%
52
– –
ASG
5272
Liberty All-Star Growth Fund
ASG
$328M
$0 ﹤0.01%
3
-14,029
-100% -$85.9K
ASTC icon
5273
Astrotech Corp
ASTC
$13.1M
– –
0
– –
AVD icon
5274
American Vanguard Corp
AVD
$68.4M
$0 ﹤0.01%
10
– –
AVNW icon
5275
Aviat Networks
AVNW
$265M
$0 ﹤0.01%
8
– –
209 210
211
212 213

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.