Ladenburg Thalmann Financial Services’s Cowen Inc. Class A Common Stock COWN Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio COWN Stock Details COWN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1K	Buy	53 +1	+2%	+$15	﹤0.01%	5295
2019 Q3	$1K	Hold	52	–	–	﹤0.01%	5239
2019 Q2	$1K	Hold	52	–	–	﹤0.01%	5236
2019 Q1	$1K	Sell	52 -3	-5%	-$46	﹤0.01%	5182
2018 Q4	$1K	Buy	55 +39	+244%	+$594	﹤0.01%	5172
2018 Q3	$0	Sell	16 -307	-95%	-$4.59K	﹤0.01%	5565
2018 Q2	$4K	Hold	323	–	–	﹤0.01%	4727
2018 Q1	$4K	Buy	323 +268	+487%	+$3.65K	﹤0.01%	4727
2017 Q4	$1K	Hold	55	–	–	﹤0.01%	4997
2017 Q3	$1K	Sell	55 -34	-38%	-$556	﹤0.01%	4897
2017 Q2	$1K	Buy	+89	New	+$1.33K	﹤0.01%	4841
2017 Q1	–	Sell	-2,600	Closed	-$41K	–	5140
2016 Q4	$41K	Buy	2,600 +2,392	+1,150%	+$34.3K	﹤0.01%	3002
2016 Q3	$3K	Hold	208	–	–	﹤0.01%	4426
2016 Q2	$2K	Hold	208	–	–	﹤0.01%	4494
2016 Q1	$3K	Hold	208	–	–	﹤0.01%	4323
2015 Q4	$3K	Hold	208	–	–	﹤0.01%	4302
2015 Q3	$4K	Buy	208 +183	+732%	+$4.03K	﹤0.01%	4093
2015 Q2	$1K	Buy	+25	New	+$586	﹤0.01%	4598

Other funds holding COWN

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

PFMOSF

Philadelphia Financial Management of San Francisco San Francisco, California $346M AUM 30.02% 1-Year Est. Return

APCM

Arbiter Partners Capital Management New York $175M AUM 99.81% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

Balyasny Asset Management Chicago, Illinois $77.1B AUM 42.89% 1-Year Est. Return

Ladenburg Thalmann Financial Services's COWN Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Cowen Inc. Class A Common Stock (COWN) stake by 1.9% in Q4 2019, buying an estimated $15 and bringing the position to 53 shares worth $1K. The position accounts for ﹤0.01% of the portfolio, ranked #5295.

Ladenburg Thalmann Financial Services first reported a position in COWN in Q2 2015 and has held it in 18 quarters since. The position peaked at $41K in Q4 2016. 125 funds tracked by Wall St. Rank hold COWN as of Q4 2019.

Ladenburg Thalmann Financial Services held 53 shares of Cowen Inc. Class A Common Stock worth $1K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 1 Cowen Inc. Class A Common Stock share in Q4 2019, an estimated $15.
Cowen Inc. Class A Common Stock made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #5295 holding.
Ladenburg Thalmann Financial Services first reported a position in Cowen Inc. Class A Common Stock in Q2 2015 and has held it in 18 quarters since.
Ladenburg Thalmann Financial Services's Cowen Inc. Class A Common Stock position peaked at $41K in Q4 2016.
125 funds tracked by Wall St. Rank held Cowen Inc. Class A Common Stock as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.