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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLAN
5226
DELISTED
Anaplan, Inc.
PLAN
$1K ﹤0.01%
27
-16
-37% -$794
VWTR
5227
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$1K ﹤0.01%
100
– –
GSKY
5228
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$1K ﹤0.01%
100
-30
-23% -$225
ODT
5229
DELISTED
Odonate Therapeutics, Inc. Common Stock
ODT
$1K ﹤0.01%
47
+33
+236% +$1.02K
LORL
5230
DELISTED
Loral Space and Communications, Inc.
LORL
$1K ﹤0.01%
21
– –
XOG
5231
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
$1K ﹤0.01%
400
-248
-38% -$507
LDL
5232
DELISTED
Lydall, Inc.
LDL
$1K ﹤0.01%
39
-29
-43% -$601
CHMA
5233
DELISTED
Chiasma, Inc. Common Stock
CHMA
$1K ﹤0.01%
203
+200
+6,667% +$1.04K
HOME
5234
DELISTED
At Home Group Inc.
HOME
$1K ﹤0.01%
250
-25,885
-99% -$211K
ALSK
5235
DELISTED
Alaska Communications Systems
ALSK
$1K ﹤0.01%
328
-543
-62% -$934
DSSI
5236
DELISTED
Diamond S Shipping Inc. Common Shares
DSSI
$1K ﹤0.01%
45
– –
NEOS
5237
DELISTED
Neos Therapeutics, Inc
NEOS
$1K ﹤0.01%
520
– –
ARA
5238
DELISTED
American Renal Associates Holdings, Inc
ARA
$1K ﹤0.01%
100
-100
-50% -$855
MCEP
5239
DELISTED
Mid-Con Energy Partners, LP
MCEP
$1K ﹤0.01%
138
-16
-10% -$101
GSB
5240
DELISTED
GlobalSCAPE, Inc.
GSB
$1K ﹤0.01%
144
+132
+1,100% +$1.43K
CVIA
5241
DELISTED
Covia Holdings Corporation Common Stock
CVIA
$1K ﹤0.01%
300
– –
PGNX
5242
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$1K ﹤0.01%
294
-1,478
-83% -$7.82K
JPEU
5243
DELISTED
JPMorgan Diversified Return Europe Equity ETF
JPEU
$1K ﹤0.01%
21
– –
FG
5244
DELISTED
FGL Holdings Ordinary Shares
FG
$1K ﹤0.01%
84
-690
-89% -$6.27K
TSG
5245
DELISTED
The Stars Group Inc.
TSG
$1K ﹤0.01%
41
– –
DLBS
5246
DELISTED
iPath US Treasury Long Bond Bear ETN
DLBS
$1K ﹤0.01%
88
-22
-20% -$206
AVEO
5247
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$1K ﹤0.01%
185
-100
-35% -$736
PIR
5248
DELISTED
Pier 1 Imports, Inc.
PIR
$1K ﹤0.01%
102
– –
CISN
5249
DELISTED
Cision Ltd. Ordinary Share
CISN
$1K ﹤0.01%
109
+35
+47% +$334
JAG
5250
DELISTED
Jagged Peak Energy Inc.
JAG
$1K ﹤0.01%
135
+52
+63% +$380
208 209
210
211 212

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HAM
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.