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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLTM icon
5176
GraniteShares Platinum Shares
PLTM
$179M
$1K ﹤0.01%
100
– –
PRPL icon
5177
Purple Innovation
PRPL
$35.3M
$1K ﹤0.01%
4
– –
PRT
5178
PermRock Royalty Trust Unit
PRT
$26.4M
$1K ﹤0.01%
109
+2
+2% +$13
PTGX icon
5179
Protagonist Therapeutics
PTGX
$8.79B
$1K ﹤0.01%
83
– –
RAND icon
5180
Rand Capital
RAND
$1K ﹤0.01%
22
– –
RBBN icon
5181
Ribbon Communications
RBBN
$377M
$1K ﹤0.01%
240
+159
+196% +$633
RGP icon
5182
Resources Connection
RGP
$151M
$1K ﹤0.01%
74
-21
-22% -$319
RKDA icon
5183
Arcadia Biosciences
RKDA
$1.36M
$1K ﹤0.01%
3
– –
RMBS icon
5184
Rambus
RMBS
$9.87B
$1K ﹤0.01%
88
– –
SCOR icon
5185
Comscore
SCOR
$106M
$1K ﹤0.01%
7
– –
SGC icon
5186
Superior Group of Companies
SGC
$185M
$1K ﹤0.01%
103
– –
SNOA icon
5187
Sonoma Pharmaceuticals
SNOA
$5.26M
$1K ﹤0.01%
8
– –
SPNS
5188
DELISTED
Sapiens International
SPNS
$1K ﹤0.01%
39
– –
SPXU icon
5189
ProShares UltraPro Short S&P 500
SPXU
$406M
– –
0
– –
SRS icon
5190
ProShares UltraShort Real Estate
SRS
$15.3M
$1K ﹤0.01%
4
+2
+100% +$306
STC icon
5191
Stewart Information Services
STC
$2.06B
$1K ﹤0.01%
16
– –
SYBX
5192
DELISTED
Synlogic
SYBX
$1K ﹤0.01%
28
– –
TBLL icon
5193
Invesco Short Term Treasury ETF
TBLL
$2.61B
$1K ﹤0.01%
7
– –
TECS icon
5194
Direxion Daily Technology Bear 3x ETF
TECS
$69.6M
– –
0
– –
UPRO icon
5195
ProShares UltraPro S&P 500
UPRO
$5.23B
$1K ﹤0.01%
+164
New +$5.02K
URG
5196
Ur-Energy
URG
$485M
$1K ﹤0.01%
2,000
– –
UTSI icon
5197
UTStarcom
UTSI
$23.5M
$1K ﹤0.01%
108
– –
VEON icon
5198
VEON
VEON
$3.62B
$1K ﹤0.01%
10
– –
VHI icon
5199
Valhi
VHI
$380M
$1K ﹤0.01%
51
+28
+122% +$643
VTOL icon
5200
Bristow Group
VTOL
$1.34B
$1K ﹤0.01%
59
– –
206 207
208
209 210

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.