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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDEN
5151
DELISTED
Golden Entertainment
GDEN
$1K ﹤0.01%
37
– –
HNNA icon
5152
Hennessy Advisors
HNNA
$77.7M
$1K ﹤0.01%
91
– –
RKTO
5153
Rocket One Inc
RKTO
$17.9M
$1K ﹤0.01%
+4
New +$453
HROW icon
5154
Harrow
HROW
$1.45B
$1K ﹤0.01%
124
+100
+417% +$579
AGIG
5155
Abundia Global Impact Group
AGIG
$42.5M
$1K ﹤0.01%
80
– –
HYGV icon
5156
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.09B
$1K ﹤0.01%
11
– –
IMNN icon
5157
Imunon
IMNN
$6.68M
$1K ﹤0.01%
2
– –
INMB icon
5158
INmune Bio
INMB
$46.5M
$1K ﹤0.01%
100
– –
INOD icon
5159
Innodata
INOD
$2.05B
$1K ﹤0.01%
1,000
– –
IR icon
5160
Ingersoll Rand
IR
$32.6B
$1K ﹤0.01%
28
-224
-89% -$7.35K
ISTR icon
5161
Investar Holding Corp
ISTR
$415M
$1K ﹤0.01%
+41
New +$1.01K
KMDA icon
5162
Kamada
KMDA
$412M
$1K ﹤0.01%
100
– –
LE icon
5163
Lands' End
LE
$370M
$1K ﹤0.01%
57
+19
+50% +$249
LEE icon
5164
Lee Enterprises
LEE
$172M
$1K ﹤0.01%
56
– –
LPG icon
5165
Dorian LPG
LPG
$2.03B
$1K ﹤0.01%
+82
New +$1.08K
MARPS icon
5166
Marine Petroleum Trust
MARPS
$9.48M
$1K ﹤0.01%
319
+9
+3% +$19
MDWD icon
5167
MediWound
MDWD
$181M
$1K ﹤0.01%
39
– –
METC icon
5168
Ramaco Resources Class A
METC
$599M
$1K ﹤0.01%
184
– –
MGNI icon
5169
Magnite
MGNI
$2.76B
$1K ﹤0.01%
148
– –
MTLS
5170
Materialise
MTLS
$368M
$1K ﹤0.01%
36
– –
MYE icon
5171
Myers Industries
MYE
$1.29B
$1K ﹤0.01%
60
– –
NCNA
5172
NuCana
NCNA
$5.49M
– –
0
– –
IMDX
5173
Insight Molecular Diagnostics
IMDX
$150M
$1K ﹤0.01%
25
-100
-80% -$3.61K
OVID icon
5174
Ovid Therapeutics
OVID
$414M
$1K ﹤0.01%
200
– –
PALI icon
5175
Palisade Bio
PALI
$330M
– –
0
– –
205 206
207
208 209

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.